-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UDA4hREo0eNkB9mJC9LVOU4r3OVC4E2kuHIBAB5HmA7SiCXnkya4I1GEuQoRB2It WAi5fIpRKmYG7Yc/LoRyoQ== 0001021408-01-503751.txt : 20020425 0001021408-01-503751.hdr.sgml : 20020425 ACCESSION NUMBER: 0001021408-01-503751 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990322 DATE AS OF CHANGE: 20011129 GROUP MEMBERS: AFFILIATE STKHLDRS OF MORGAN STANLEY DEAN WITTER DISCOVER&CO GROUP MEMBERS: APPENDIX A FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AFFILIATE STKHLDRS OF MORGAN STANLEY DEAN WITTER DISCOVER&CO CENTRAL INDEX KEY: 0000909465 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132838811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1251 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127034000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49239 FILM NUMBER: 01686281 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127614000 MAIL ADDRESS: STREET 1: 1221 SIXTH AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13D/A 1 dsc13da.txt AMENDMENT #2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Morgan Stanley Dean Witter & Co. ------------------------------- (Name of Issuer) Common Stock, $.01 par value ----------------------------- (Title of Class of Securities) 617446448 ---------- (CUSIP Number) Christine A. Edwards, Esq. Executive Vice President, Chief Legal Officer and Secretary Morgan Stanley Dean Witter & Co. 1585 Broadway New York, NY 10036 (212) 761-4000 ------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 2, 1999 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box: [_] ---------------------- SCHEDULE 13D ---------------------- - - ----------------------------------- ----------------------------------- CUSIP No. 617446448 - - ----------------------------------- ----------------------------------- - - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON Each of the persons described on Appendix A. - - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] (Applies to each person listed on Appendix A) - - -------------------------------------------------------------------------------- 3. SEC USE ONLY - - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS* 00 (Applies to each person listed on Appendix A) - - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (Applies to each person listed on Appendix A) [ ] - - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION As stated on Appendix A - - -------------------------------------------------------------------------------- Number of 7. SOLE VOTING POWER Shares less than 1% (Applies to each person listed on Appendix A) Beneficially -------------------------------------------------------------- Owned by 8. SHARED VOTING POWER Each 93,573,413 (Applies to each person listed on Appendix A) Reporting -------------------------------------------------------------- Person 9. SOLE DISPOSITIVE POWER With Less than 1% (Applies to each person listed on Appendix A) -------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER - - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON As stated on Appendix A. - - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* (Applies to each person listed on Appendix A) [ ] - - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) As stated on Appendix A. - - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN (Applies to each person listed on Appendix A) - - -------------------------------------------------------------------------------- 2
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Aaron, Debra M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Aaron, Paul R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Aaronson, Paul R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Abbattista, Corrado Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Abdel-Meguid, Tarek United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Abe, Mitsuhiro Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Abramovitz, Debra United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Achkar, Habib P. France 93,574,355 15.64% - - ---------------------------------------------------------------------------------------------------------- Ackerman, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ackerman, Warren United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adachi, Hiroaki Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adair, Barry L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adams, John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adams, Charles S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adams, Nicholas United Kingdom 93,574,112 15.64% - - ---------------------------------------------------------------------------------------------------------- Adelman, Lawrence United States 93,633,233 15.65% - - ---------------------------------------------------------------------------------------------------------- Adelman, David J. United States 93,579,308 15.64% - - ---------------------------------------------------------------------------------------------------------- Adelman, Robert B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Adeson, Kevin M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ahmed, Adnan O. Pakistan 93,573,578 15.64% - - ---------------------------------------------------------------------------------------------------------- Ahmed, Anwaar Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ahmed, Shakil W. Bangladesh 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Aiello, Paul F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ainsworth, David N. United Kingdom 93,574,143 15.64% - - ---------------------------------------------------------------------------------------------------------- Aisiks, Ariel M. Argentina 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Akers, Suzanne S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Akhrass, Jameel K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Albanese,Tommaso Matteo Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Albers, Alexandria J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Albert, Harold G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Alberti, Christopher United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Albertson, Thomas C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Alizadeh, Ramin United Kingdom 93,573,684 15.64% - - ---------------------------------------------------------------------------------------------------------- Alkire, John R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Allery, Stephen A. United Kingdom 93,573,924 15.64% - - ---------------------------------------------------------------------------------------------------------- Allia, John S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Althoff, Laurence United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Altman, Emily M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Altomare, Gerald C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Alvino, Jeffrey S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Anda, Jon A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Anderson, Stephen J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
3
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Anderson, Steven P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Andrews, John G. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Andrews, Robert C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Andryc, Philip J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Anfang, Richard L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Angevine, Robert E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Annecchino, Jeffrey A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Antill, Nicholas Paul United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Antonioli, Marco Luigi Italy 93,574,141 15.64% - - ---------------------------------------------------------------------------------------------------------- Apostolides, Jim United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Appel, Mark S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arata, Patrick J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arena, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arenas De Bedmar, Joaquin Spain 93,574,568 15.64% - - ---------------------------------------------------------------------------------------------------------- Argilagos, Francisco J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arias, Carlos United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Aricanli, H. Gulnaz United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Armitage, Michael R. United Kingdom 93,576,348 15.64% - - ---------------------------------------------------------------------------------------------------------- Armstrong, Arden C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Armstrong, R. Michael United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Armstrong, W. David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arnold, Caroline L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Arthur, Douglas M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ashizawa, Katsushiro Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Asprem, Mads Michael Denmark 93,573,606 15.64% - - ---------------------------------------------------------------------------------------------------------- Asteris, Mark Nicholas United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Atkins, Charles N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Atkins, William John United Kingdom 93,573,730 15.64% - - ---------------------------------------------------------------------------------------------------------- Atkinson, Richard N. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Attorri, Gregory J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Atwell, R. Wayne United States 93,573,513 15.64% - - ---------------------------------------------------------------------------------------------------------- Auslander, William S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Austin, Kimberly L. United States 93,573,952 15.64% - - ---------------------------------------------------------------------------------------------------------- Avery, James B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Babicke, James D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bachiller, Francisco Spain 93,573,567 15.64% - - ---------------------------------------------------------------------------------------------------------- Bachynski, Marianne United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bailas, Pavlos Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bailham, Mark Michael United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Baird, W. Blake United States 93,599,416 15.65% - - ---------------------------------------------------------------------------------------------------------- Bajaj, Arvind United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Baker, Kurt A. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
4
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Baldwin, Geoffrey D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Balgarnie, Andrew J. United Kingdom 93,575,130 15.64% - - ---------------------------------------------------------------------------------------------------------- Ball, Adrian United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ballantyne, Alastair I. United Kingdom 93,576,057 15.64% - - ---------------------------------------------------------------------------------------------------------- Ballard, David A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bandeen, R. Derek Canada 93,583,639 15.64% - - ---------------------------------------------------------------------------------------------------------- Barancik, Gary S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barbieri Hermitte, Riccardo Italy 93,573,637 15.64% - - ---------------------------------------------------------------------------------------------------------- Barden, Robert A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bardong, Shawn P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bardonnet, Emmanuel France 93,573,465 15.64% - - ---------------------------------------------------------------------------------------------------------- Bardwell, Timothy J. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barker, Francis B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barker, Rodney J. United Kingdom 93,573,749 15.64% - - ---------------------------------------------------------------------------------------------------------- Barnett, Phillip S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Baroudi, Jack J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barrett, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barrett, Kenneth W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barrett, Timothy United Kingdom 93,574,643 15.64% - - ---------------------------------------------------------------------------------------------------------- Barron, Eileen M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barron, Timothy R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bartlett, Michael E. Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bartlett, Philip S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Barton, Jonathan Luke United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Basirov, Olga A. United Kingdom 93,575,327 15.64% - - ---------------------------------------------------------------------------------------------------------- Bassini, Roger D. Mexico 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bayer, Jerome W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bearden, David A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bechtel, Karen H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Beck, Ottmar Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Becker, Dietrich Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Becker, Glenn E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bedell, James M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Beeson, Lisa E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Behler, Richard M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Behnke, Patti United States 93,577,650 15.64% - - ---------------------------------------------------------------------------------------------------------- Bejjani, Ghassan J. Lebanon 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Belgrad, Stephen H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bell, Andrew J. United Kingdom 93,573,627 15.64% - - ---------------------------------------------------------------------------------------------------------- Bell, James J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bello, Rafael Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Benardete, Steven M. United States 93,578,363 15.64% - - ----------------------------------------------------------------------------------------------------------
5
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Beneke, John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Benet, Lincoln E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Benincasa, Gabriel A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bennett, Alexander J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bennett, Thomas L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bennett, Timothy Michael United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bentley, William United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Berchtold, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bergman, Jerome United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bergmann, Christian V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bergstein, Seth R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Berke, Matthew E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Berler, Matthew K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bernheim, Carol S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bessette, Lauren G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Best, Eric P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bianco, Frank United States 93,574,152 15.64% - - ---------------------------------------------------------------------------------------------------------- Bibbo, Daniel United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Biert, Gisep Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bigelow, Ellis United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Biggs, Barton M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bigman, Theodore R. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bilgore, Bradley Alan United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bilotti, Richard A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Birnbaum, Jeffrey M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bischof, Eric T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bivona, Giuseppe Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Black, James C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blain, Paul F. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blair, David H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blais, William L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blake, Ronald G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blandon, Maximo J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blau, Andrew United States 93,575,096 15.64% - - ---------------------------------------------------------------------------------------------------------- Blaxland, Robert Gregory United Kingdom 93,573,747 15.64% - - ---------------------------------------------------------------------------------------------------------- Blechman, Howard United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bloom, Steven G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blum, Jon E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Blumstein, Michael W. United States 93,573,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Bodenchak, Frank L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bodson, Michael C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boggs, E. Clayton United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
6
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Bohart, Stuart H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boiarsky, Robert United States 93,573,957 15.64% - - ---------------------------------------------------------------------------------------------------------- Boles, Ernest United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bonafide, Robert M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bondurant, Scott United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Booker, Marilyn F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boon, Richard James New Zealand 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bopp, Walter S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Borosh, David A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Borsani, Paolo Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bosco, Anthony B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bosshard, Martin Urs Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boublik, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bouyoucos, Peter J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bovich, Francine J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bowman, James R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boyd, Rupert J. United Kingdom 93,574,416 15.64% - - ---------------------------------------------------------------------------------------------------------- Boyer, Amy A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boyle, Geraldine T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boyne, James United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Boyne, Paul Gerard Ireland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Braccia, Joseph A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bradford, Leslie Embs United States 93,574,898 15.64% - - ---------------------------------------------------------------------------------------------------------- Bradley, Mark H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bradway, Robert A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brady, Kenneth S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brakebill, Scott R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Branca, Joseph A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brereton, Richard F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Breslow, Stuart J. M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bresnahan, Neil T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brew, Michael Australia 93,574,001 15.64% - - ---------------------------------------------------------------------------------------------------------- Brewer, Simon United Kingdom 93,573,944 15.64% - - ---------------------------------------------------------------------------------------------------------- Brickman, Keith D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brierwood, David C. United Kingdom 93,578,981 15.64% - - ---------------------------------------------------------------------------------------------------------- Briffa, Richard T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brille, Brian J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Broadbent, Peregrine Charles United Kingdom 93,574,425 15.64% - - ---------------------------------------------------------------------------------------------------------- Broberg, Christian P. Denmark 93,573,670 15.64% - - ---------------------------------------------------------------------------------------------------------- Brodsky, Jeffrey S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brody, Jacqueline T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brombach, Theodore J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
7
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Bronston, Deborah T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bronzene, William J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brooke, Paul A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Broughton, Alan United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brous, Leonard United States 93,573,591 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Andrew C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, David C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Douglas L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Ernest W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Glenn W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Jeffry P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Keith United Kingdom 93,585,893 15.65% - - ---------------------------------------------------------------------------------------------------------- Brown, Kevin F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brown, Michael H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bruman, Brian S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brundler, Adolf Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Brunsberg, Ellen N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bryant, Malcolm P. United Kingdom 93,577,384 15.64% - - ---------------------------------------------------------------------------------------------------------- Bryce, Colin United Kingdom 93,574,906 15.64% - - ---------------------------------------------------------------------------------------------------------- Buchanan, Edison C. United States 93,577,301 15.64% - - ---------------------------------------------------------------------------------------------------------- Buck, Lee M. United States 93,577,373 15.64% - - ---------------------------------------------------------------------------------------------------------- Buechter, Markus Germany 93,573,739 15.64% - - ---------------------------------------------------------------------------------------------------------- Bulchandani, Ravi A. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Bullrich, Matias Argentina 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Buovolo, Anthony J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Buquicchio, Frank United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Burdick, Leigh S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Burkhard, Rosemary United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Burns, Cameron H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Burns, Dennis J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Burns, James D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Busch, May C. United States 93,573,908 15.64% - - ---------------------------------------------------------------------------------------------------------- Byleveld, Paul Netherlands 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Byman, Martin R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Byrd, Caren United States 93,574,418 15.64% - - ---------------------------------------------------------------------------------------------------------- Byrnes, Kevin M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cahill, Thomas F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cain, Alasdair Stephen United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Caldecott, P. Dominic United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Callahan, Daniel H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Callon, Scott United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Camera, Jerry J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
8
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Camp, Jeffrey Paul United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Campbell, Randall S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Campion, Frances Ireland 93,573,710 15.64% - - --------------------------------------------------------------------------------------------------------- Canelo, Peter J. United States 93,573,939 15.64% - - --------------------------------------------------------------------------------------------------------- Cantlon, Angelica T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Cappucci, Guy T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Capstick, Sean Robert United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Caracappa, Mary United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carey, James P. United States 93,573,908 15.64% - - --------------------------------------------------------------------------------------------------------- Carleton, Bruce T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carlin, Jane D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carman, Ronald United States 93,610,977 15.65% - - --------------------------------------------------------------------------------------------------------- Carmichael, Terence P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carney, Joseph E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carpenter, Ailsa United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carr, Jonathan H. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carr, Louis J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carrafiell, John A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carroll, Jesse L. United States 93,591,098 15.65% - - --------------------------------------------------------------------------------------------------------- Carroll, John E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carruthers, Alan Thomas United Kingdom 93,573,560 15.64% - - --------------------------------------------------------------------------------------------------------- Carson, Jim Kelly United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carty, Peter James United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Caruso, Christopher J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Carvalho, Luiz F. Brazil 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Cashel, Michael Sean United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Casper, Robert Y. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Cassou, Beatrice M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Castagna, Anthony United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Castellano, Richard R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Castiglia, Kenneth United States 93,581,567 15.64% - - --------------------------------------------------------------------------------------------------------- Caufield, Patrick J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Caws, Roy G. Republic of South Africa 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Cawsey, Richard Australia 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chackman, Sylvan B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Challis, Philip J. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chamberlain, Paul E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chamberlain, Stephen P. United Kingdom 93,574,614 15.64% - - --------------------------------------------------------------------------------------------------------- Chambers, Ian Australia 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chammah, Walid A. Lebanon 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chan, Eva Wu United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Chan, Oliver S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
9
- - ----------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ----------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ----------------------------------------------------------------------------------------------------------- Chandler, Elizabeth R. United States 93,574,403 15.64% - - ----------------------------------------------------------------------------------------------------------- Chaney, Eric France 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chang, Victor United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chao, Pierre A. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chasin, Charles United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chenevix-Trench, Jonathan United Kingdom 93,578,260 15.64% - - ----------------------------------------------------------------------------------------------------------- Cheng, Duen-Chian Taiwan 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chester, John E. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chiarello, Guy United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chin, Ean Wah Malaysia 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chin, Bay-Chong Singapore 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chinnick, Michael Philip United Kingdom 93,573,812 15.64% - - ----------------------------------------------------------------------------------------------------------- Choi, Agnes Yeuk Wah Hong Kong 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chou, Jackson C. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Christianakis, Leonidas Ioannis United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chui, Vincent Y. C. Hong Kong 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Churchouse, Frederick P. New Zealand 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Chutter, Jessica C. Canada 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Ciccarone, Richard United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Citrino, Mary Anne United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clark, Christopher D. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clark, Mayree C. United States 93,605,874 15.65% - - ----------------------------------------------------------------------------------------------------------- Clark, William Thomas United States 93,578,363 15.64% - - ----------------------------------------------------------------------------------------------------------- Clarke, Ian David United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clarke, Simon H. United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clemente La Brum, John P. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clephane, Thomas P. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clifford, Kenneth F. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clifford, Robert J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Clinton, John P. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Coakley, Jane Phyllis United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Cobby, Nigel United Kingdom 93,577,720 15.64% - - ----------------------------------------------------------------------------------------------------------- Cogliandro, Dominick United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Cohan, Timothy P. United States 93,574,403 15.64% - - ----------------------------------------------------------------------------------------------------------- Cohane, Lori A. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Cohen, Bruce L. United States 93,573,822 15.64% - - ----------------------------------------------------------------------------------------------------------- Cohen, David L. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Cohen, Martin M. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Colby-Jones, Lisa R. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Coleman, Christopher John United Kingdom 93,573,531 15.64% - - ----------------------------------------------------------------------------------------------------------- Coleman, Joseph P. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------- Coleman, Kevin P. ###-##-#### United States 93,573,413 15.64% - - -------------------------------------------------------------------------------------------------------------------------
10
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Coleman, Maureen E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Coleman, Michael A. M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Coles, John D. United Kingdom 93,573,862 15.64% - - ---------------------------------------------------------------------------------------------------------- Coley, James C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Collier, Nicholas Dudley United Kingdom 93,574,361 15.64% - - ---------------------------------------------------------------------------------------------------------- Colman, Mark M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Colosimo, Louis A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Comfort, Stephanie G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Comiskey, Charles J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Condon, Timothy J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Connor, Mary T. United States 93,576,647 15.64% - - ---------------------------------------------------------------------------------------------------------- Contiguglia, Carl United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Conway, Andrew J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cook, Charles R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cook, Lawrence A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cook, Megan E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Coombe, Christopher John United Kingdom 93,573,704 15.64% - - ---------------------------------------------------------------------------------------------------------- Coombs, Eric H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cooper, Alastair W. P. United Kingdom 93,573,905 15.64% - - ---------------------------------------------------------------------------------------------------------- Cooper, Scott H. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Corbett, Anthony S. United States 93,573,913 15.64% - - ---------------------------------------------------------------------------------------------------------- Cordell, Coleman W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cordner, Carter W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cordy, Stephen C. United States 93,573,913 15.64% - - ---------------------------------------------------------------------------------------------------------- Coriglione, Raffaele Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Corley, Kathryn United States 93,688,335 15.66% - - ---------------------------------------------------------------------------------------------------------- Cornish-Bowden, Kate United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Corsi, Stefano Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cory, Charles R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Coughlin, Gerard J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Courtadon, Georges France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cox, Christopher United Kingdom 93,574,132 15.64% - - ---------------------------------------------------------------------------------------------------------- Cox, Kevin C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Coyner, Kevin B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crane-Griffith, Elizabeth United States 93,574,898 15.64% - - ---------------------------------------------------------------------------------------------------------- Crawford, Stephen S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crespi, Marc United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cress, Steven M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crnkovich, Peter N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crocamo, Thomas A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crompton, Bradley Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Crompton, John D. ###-##-#### United Kingdom 93,574,429 15.64% - - -------------------------------------------------------------------------------------------------------------------------
11
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Cross, Benjamin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cruz, Zoe Greece 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Cunningham, Michael John United Kingdom 93,574,265 15.64% - - ---------------------------------------------------------------------------------------------------------- Cunningham, Peter United Kingdom 93,574,664 15.64% - - ---------------------------------------------------------------------------------------------------------- Cunningham, Stephen M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Curtis, Michael S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Curtis, Paul D. United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Czinsky, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dagen, Paula M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Daikuhara, Jun Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dal Lago, Frank C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Damico, Christopher United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Daniel, Paul R. United Kingdom 93,574,213 15.64% - - ---------------------------------------------------------------------------------------------------------- Daniels, Bradley S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Daniels, Elizabeth L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- D'Antonio, Stephen H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Darst, David M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dastmaltschi, Babak United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- D'Auria, Joseph R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Davidson, John H. United States 93,574,898 15.64% - - ---------------------------------------------------------------------------------------------------------- Davidson, John P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Davidson, Norton A. United States 93,605,513 15.65% - - ---------------------------------------------------------------------------------------------------------- Davidson, Richard Gavin United Kingdom 93,574,472 15.64% - - ---------------------------------------------------------------------------------------------------------- Davies, Peter E. United States 93,577,043 15.64% - - ---------------------------------------------------------------------------------------------------------- Davies, Ralph Martin United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Davis, Barry United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Davis, Joseph F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Day, Jacqueline A. United Kingdom 93,575,924 15.64% - - ---------------------------------------------------------------------------------------------------------- Day, Paul A. United Kingdom 93,574,046 15.64% - - ---------------------------------------------------------------------------------------------------------- Day, Ralph United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- de Balasy, Jean-Jacques Raymond France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- De Baubigny, Andre H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- De Chazal, Guy L. United States 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- De Dominicis, Claudia Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- de Montfort, Piers United Kingdom 93,576,295 15.64% - - ---------------------------------------------------------------------------------------------------------- Dean, Angela H. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dean, Gordon G. United States 93,573,904 15.64% - - ---------------------------------------------------------------------------------------------------------- Dedomenico, Edward J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dee, Michael E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Deforest, Laura I. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Delaney, Joseph F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Demarco, Gerard M. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
12
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- DeMartini, Richard M. United States 94,739,634 15.84% - - ---------------------------------------------------------------------------------------------------------- Demetris, Paul William United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Demizio, Darin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- DeMoss, Gary United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Denaut, Anne S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Denaut, James A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Derbes, Richard A. United States 93,679,872 15.66% - - ---------------------------------------------------------------------------------------------------------- deRegt, Kenneth M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Desalvo, Matthew S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Devlin, Henry J. United States 93,573,640 15.64% - - ---------------------------------------------------------------------------------------------------------- Dewan, Hasanat M. Bangladesh 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dewey, Robert M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dewolfe, D. James United States 93,579,362 15.64% - - ---------------------------------------------------------------------------------------------------------- Dey, Peter J. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dhanda, Rajat United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dhaon, Nikhil India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dhar, Madhav India 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- Di Stani, Giuseppe Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Diaz-Perez, Eduardo United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dickman, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Diffey, Neville United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Difiglia, Peter L. United States 93,574,174 15.64% - - ---------------------------------------------------------------------------------------------------------- Dillon, Michael P. Ireland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Din, Stephen Trevor United Kingdom 93,573,737 15.64% - - ---------------------------------------------------------------------------------------------------------- Dinger, Jeffrey E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ditkoff, Charles J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dixon, Robert D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Doha, Naseer Bangladesh 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Donahue, Paul J. United States 93,577,169 15.64% - - ---------------------------------------------------------------------------------------------------------- Donner, Marc D. United States 93,573,795 15.64% - - ---------------------------------------------------------------------------------------------------------- Donoghue, Geoffrey M. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Donoghue, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Donovan, Peter J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Doran, William M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dorfman, Jonathan L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dorton, Katina J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Doshi, Mihir J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Douglass, Mark S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Doyle, John E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dragstrem, John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Drake, George United States 93,573,583 15.64% - - ---------------------------------------------------------------------------------------------------------- Drayson, Timothy Seccombe United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
13
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Drayton, Whitney United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Driscoll, Thomas P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dritley, Jeffrey A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- D'Souza, Rohit M. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Du Gay, Christopher United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dube, Raye L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dubeck, Michael R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dunn, Kenneth B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dunphy, Roger P. United States 93,573,743 15.64% - - ---------------------------------------------------------------------------------------------------------- Durno, Simon G. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Durrant, James United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dwyer, David K. United States 93,573,908 15.64% - - ---------------------------------------------------------------------------------------------------------- Dye, Donald R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Dyvig, Christian Peter Denmark 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Earnshaw, Scott D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ebers-Franckowiak, Gay L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Echlin, Mark Robert United Kingdom 93,574,859 15.64% - - ---------------------------------------------------------------------------------------------------------- Edelstone, Mark L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Edmonds, Christopher N. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Edwards, Christine A. United States 94,201,400 15.75% - - ---------------------------------------------------------------------------------------------------------- Edwards, Frank H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ehrenkranz, John B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Eichorn, Mark D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Eifler, Carl M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ellenbogen, Joseph S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Elliott, James G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Elliott, Jerry V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ellis, Simon Frederick United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ellison, Eric D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Elmaghrabi, Ehab E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Elmasry, Hassan United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- English, Frank E. United States 93,573,569 15.64% - - ---------------------------------------------------------------------------------------------------------- Epstein, Patricia N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Epstein, Stuart J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Erb, William F. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Eristoff, Catherine B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ertman, Andrew C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Esaki, Howard Y. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Esquivel, Josephine R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Esser, Stephen F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Essig, Karl P. United States 93,578,363 15.64% - - ---------------------------------------------------------------------------------------------------------- Estes, Susan M. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
14
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Evan, Lior United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Evans, R. Bradford United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ewell, C. Daniel United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fadel, James P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fagen, Brian R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fagen, Robert A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Falls, Amy C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fan, Linda C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fanelli, Peter R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fappiano, Maryann United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fareri, Robert United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Farley, Nicholas John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Faulkner, John H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fawcett, Amelia C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Feder, Abigail Jones United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Feeley, Mark J. United States 93,573,431 15.64% - - ---------------------------------------------------------------------------------------------------------- Feldman, Kirsten J. Canada 93,573,686 15.64% - - ---------------------------------------------------------------------------------------------------------- Feldman, Robert A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Feldman, Robert A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Feldmann, Joel P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Felix, Richard B. United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Fels, Joachim Walter Germany 93,573,524 15.64% - - ---------------------------------------------------------------------------------------------------------- Fernandez, Henry A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ferriso, Peter W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ferro, Diego E. Argentina 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fezer, Diana Elizabeth Ireland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ficke, Mark D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fiedorek, Bruce D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Field-Marsham, Scott R. Canada 93,575,488 15.64% - - ---------------------------------------------------------------------------------------------------------- Fiene, Frits Nicolaas Simon Netherlands 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fiertz, Stuart Chapin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fildes, Ewart John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fink, Christopher United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Finnegan, Daniel M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fiori, Matthew J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fisher, Marc L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fisher, Richard B. United States 93,598,823 15.65% - - ---------------------------------------------------------------------------------------------------------- Fisher, Roberta L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fitzpatrick, Steven B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Flament, Jean-Philippe Stork Belgium 93,573,731 15.64% - - ---------------------------------------------------------------------------------------------------------- Flanagan, Malachi J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Flannery, Hugh J. United States 93,573,413 15.64% - - -------------------------------------------------------------------------------------------------------------------------
15
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Flaum, James E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fleck, Shelby A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fleming, John M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Flood, Eugene United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Flynn, Thomas J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fogg, Fred W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Foland, Steven R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Foley, Jake United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Foley, Joseph G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Formisano, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Forsell, William J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Foster, Cedric G. United States 93,575,888 15.64% - - ---------------------------------------------------------------------------------------------------------- Foster, Michael E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fouts, Jonathan J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fowler, Andrew United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fowler, Karl United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fox, Larry R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fraenkel, Peter N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Frame, Thomas C. United States 93,573,547 15.64% - - ---------------------------------------------------------------------------------------------------------- Framke, Gregory A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Francescotti, Mario United Kingdom 93,581,437 15.64% - - ---------------------------------------------------------------------------------------------------------- Francois-Poncet, Andre France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Frank, Alexander C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Franklin, Gideon Benjamin Cecil United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fraser, Anthony Robin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Freeman, Ivan K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Freeman, Leslie J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fried, Peter C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Friedman, Catherine J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Friedman, Philip W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Friend, Warren H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fromm, Stephen A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Frost, Ronald X. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Frydman, Michael Paul United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fuhrman, Robert N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fujino, Atsushi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fukawa, Yukio Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Fung, E. Michael Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Furukawa, Hisashi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Futaki, Akifumi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gaffney, Monica Josephine Ireland 93,573,896 15.64% - - ---------------------------------------------------------------------------------------------------------- Gagliardi, Joseph A. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
16
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Gaillard, Vincent M. J. France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Galbraith, Lucy K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gale, Andrew United Kingdom 93,574,901 15.64% - - ---------------------------------------------------------------------------------------------------------- Galgano, V. James United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gallagher, Daniel G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gallo, Fabrizio Italy 93,573,717 15.64% - - ---------------------------------------------------------------------------------------------------------- Gandara, Michael A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gandhi, Vikram S India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ganti, Narsim A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gapp, Kevin J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Garber, Victor S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gard, Casey L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gardella, Franco Italy 93,574,033 15.64% - - ---------------------------------------------------------------------------------------------------------- Gardiner, Kevin Leslie United Kingdom 93,574,046 15.64% - - ---------------------------------------------------------------------------------------------------------- Garff, W. Blair United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Garrison, Robert E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gartin, Clinton G. United States 93,578,363 15.64% - - ---------------------------------------------------------------------------------------------------------- Gault, Bernard France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gauntt, Robert P. United States 93,575,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gehrman, Douglas United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Genova, Lisa A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- George, Patrick Robert France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gerlach, William B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Germany, J. David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gerner, Rolf Michael Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gibson, Michael Switzerland 93,575,155 15.64% - - ---------------------------------------------------------------------------------------------------------- Gibson, Thomas C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gilja, Amit K. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gilligan, James United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gilligan, Elizabeth United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ginbayashi, Toshihiko Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ginsburg, Matthew David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ginzburg, Alexander United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Girsky, Stephen J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Glas, Michel T. France 93,573,515 15.64% - - ---------------------------------------------------------------------------------------------------------- Glascott, James D. United States 93,573,743 15.64% - - ---------------------------------------------------------------------------------------------------------- Glendinning, Euart United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Godlin, Wayne United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Goldberg, Alan E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Goldburg, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Golding, David R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Golding, Stephen T. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
17
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Goldstein, Carol S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Golod, Richard United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gonfiantini, Fred J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gooch, Jeffrey Andrew United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gord, Benjamin J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gordon, Marc W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gorman Taylor, Jessica G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gottheim, Jeffrey L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Goulart, Steven J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gould, Richard G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Graflund, Scott R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Graham, Gilles United Kingdom 93,573,731 15.64% - - ---------------------------------------------------------------------------------------------------------- Graham, James R. Ireland 93,577,838 15.64% - - ---------------------------------------------------------------------------------------------------------- Grain, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grandi, Giovanni Luigi Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grant, Adam D. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grass, Joseph Michael Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gray, Michael A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gray, Stephen Edward United Kingdom 93,574,061 15.64% - - ---------------------------------------------------------------------------------------------------------- Green, Mark W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greenberg, David L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greenberg, Edward M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greenlaw, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greenshields, Simon T. W. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greenwald, Jamie United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Greig, Kenneth John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gremont, Arnaud Jean-Marie France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Griepp, Troy A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grier, Thomas A. United States 93,581,882 15.64% - - ---------------------------------------------------------------------------------------------------------- Gries, Michael United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Griffiths, Brian R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grigson, Richard Simon G. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grimes, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grinnell, Christopher C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Groesbeck, Jonathan M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grogan, Matthew J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gronquist, Catherine D. United States 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- Gros, Francisco R. A. Brazil 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gruber, Gregor Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Grunau, William United States 93,580,749 15.64% - - ---------------------------------------------------------------------------------------------------------- Grzeczka, Keith L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gull ,Aarron United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
18
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Gulley, Mark R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gully, Joshua P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gunstensen, Andrew K. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gupta, Sunil India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gusick, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Gutheim, Paul G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Guttridge, Jane United Kingdom 93,573,628 15.64% - - ---------------------------------------------------------------------------------------------------------- Guyer, Steven R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Haberkorn, Elizabeth A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Haffner, Lynn C. United States 93,576,383 15.64% - - ---------------------------------------------------------------------------------------------------------- Haffner, William D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hager, Francis J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hagin, Robert L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Haguenauer, Olivier P. France 93,574,064 15.64% - - ---------------------------------------------------------------------------------------------------------- Hahn, Jeffrey D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hahn, John C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hall, Michael J. United Kingdom 93,575,736 15.64% - - ---------------------------------------------------------------------------------------------------------- Hall, Perry E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Halliday, Christopher I. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Halsted, Scott S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hamada, Toshiyuki Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hamidi, Shahram Iran 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hamilton, Peter F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hammer, Joseph A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Han, Steve Seung Soo Korea 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hanan, Shelley S. United States 93,573,947 15.64% - - ---------------------------------------------------------------------------------------------------------- Haney, William C. United States 93,578,074 15.64% - - ---------------------------------------------------------------------------------------------------------- Hannah, Greg United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hansen, Matthew S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hanson, Richard F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hantho, Mark A. Canada 93,573,505 15.64% - - ---------------------------------------------------------------------------------------------------------- Happel, Michael A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hara, Fusao Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hardie, Iain Richard United Kingdom 93,573,894 15.64% - - ---------------------------------------------------------------------------------------------------------- Harding, William J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hardman, E. Davisson United States 93,710,897 15.67% - - ---------------------------------------------------------------------------------------------------------- Hardy, Michael W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harker, Steven John Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harland, Christopher M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harmeyer, Fred C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harms, Thomas K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harpe, Michael G. Canada 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
19
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Harrington, Anna R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris Brown, Jennifer United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris, Mark United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris, Carla A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris, Joseph K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris, Peter D. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harris, Brooks W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hart, Bradford D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hart, Andrew D. United States 93,574,934 15.64% - - ---------------------------------------------------------------------------------------------------------- Hart, Deborah L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hart, Michael A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harvey, Peter United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Harvey, Ellen D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hatchett, Kimberley A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Havens, John P. United States 93,578,866 15.64% - - ---------------------------------------------------------------------------------------------------------- Hawkins, Chris Alan United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hay, Marianne Laing United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hayashi, Kazushi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hayes, David L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hayes, Mary-Anne Australia 93,573,734 15.64% - - ---------------------------------------------------------------------------------------------------------- Hayes, Michael A. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Haythe, David O. United States 93,573,594 15.64% - - ---------------------------------------------------------------------------------------------------------- Healy, Donald J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Healy, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Heaney, Edward S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Heaney, Michael C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hebda, Candacia A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hedlund, Mats Mikael Sweden 93,573,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Hegel, Peter United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hegglin, Daniel R. Switzerland 93,592,025 15.65% - - ---------------------------------------------------------------------------------------------------------- Hemon, Christophe Jean France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Henczel, Donald United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hendel, Stuart J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hendry, Daniele N. Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Henkel, Eleni D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hennemuth, Bruce W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hennessey, Keith B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hennessy, Miguel E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hennigan, Patrick J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Henry, John A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hepburn, John K. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hershy, Robert J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
20
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Herskovitz, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hevner, John D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Heyes, Richard C. United Kingdom 93,574,731 15.64% - - ---------------------------------------------------------------------------------------------------------- Higgins, James F. United States 95,125,741 15.90% - - ---------------------------------------------------------------------------------------------------------- Hilder, David B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hilliard, Charles S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hillstrom, Per Johan Sweden 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hilzenrath, Eugene B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hirao, Gen Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hirschfeld, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hirschman, Kimberly L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hirshorn, William D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hirst, Julian Clement United Kingdom 93,573,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Hitchcock, Kent P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ho, Dickson Taiwan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hobson, John D. Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoch, James S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoch, Kenneth C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hodes, David R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hodge, Edwin N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoffen, Howard I. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoffman, Michael C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hogan, Jeffrey N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Holland, Ian New Zealand 93,573,705 15.64% - - ---------------------------------------------------------------------------------------------------------- Holland, Matthew John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hollihan, John P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Holmes, Warren Richard United Kingdom 93,573,972 15.64% - - ---------------------------------------------------------------------------------------------------------- Holzschuh, Jeffrey R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Homan, Bart Netherlands 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoornweg, Roberto Netherlands 93,574,800 15.64% - - ---------------------------------------------------------------------------------------------------------- Hoover, Elinor L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Horgan, Matthew M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hornbeck, Geoffrey H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Howland, Christopher John United Kingdom 93,573,492 15.64% - - ---------------------------------------------------------------------------------------------------------- Hsieh, Jackson United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hsing, Glendy T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hu, Wei-Chung Bradford Taiwan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Huang, Susan S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Huffman, Randall C. United States 93,573,908 15.64% - - ---------------------------------------------------------------------------------------------------------- Hughes, Karen P. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hughes-Guden, Ruth A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Humayun, Khurram United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
21
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Humphery, Marye L. United Kingdom 93,573,623 15.64% - - ---------------------------------------------------------------------------------------------------------- Huneke, John H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hung, Yie-Hsin United States 93,588,167 15.65% - - ---------------------------------------------------------------------------------------------------------- Huntley, Kristen S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Husain, Mian Fazle Pakistan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Huston, William B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hwang, Grace T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Hyman, John Edward United Kingdom 93,574,297 15.64% - - ---------------------------------------------------------------------------------------------------------- Iannetta, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ikehara, Susumu Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Iles, Susan Elizabeth United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Imanishi, Jun Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Inglis, Jack Edward United Kingdom 93,574,102 15.64% - - ---------------------------------------------------------------------------------------------------------- Ip, Honsum Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ireland, Jenny Fiona United Kingdom 93,573,495 15.64% - - ---------------------------------------------------------------------------------------------------------- Irish, John S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Irschick, Jessica United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Isasi, Luis Spain 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ishikawa, Hiroshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ismail, Wan Hamdan Malaysia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ito, Eiji Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ivey, Tracey H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Iyer, Anand S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jackivicz, Thomas P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jacobs, David A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jaffe, Glenn P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jalouneix, Olivier France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- James, George Michael United States 93,575,888 15.64% - - ---------------------------------------------------------------------------------------------------------- James, Melissa E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jamesley, Karen C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Janson, Michael M. United States 93,580,373 15.64% - - ---------------------------------------------------------------------------------------------------------- Janssen, Paul N. J. Netherlands 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jarrett, Susan A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jeffery, William Jeremy United States 93,573,590 15.64% - - ---------------------------------------------------------------------------------------------------------- Jen, Stephen Y. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jenkins, Michael David United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jennings, Jeffrey D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jennings, Susan United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jensen, Timothy D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jodka, Jonathan D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Johansson, Jerker M. Sweden 93,573,591 15.64% - - ---------------------------------------------------------------------------------------------------------- Johnson, David United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
22
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Johnson, David United States 93,583,813 15.64% - - ---------------------------------------------------------------------------------------------------------- Johnson, Jeffrey A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Johnson, Margaret Kinsley United States 93,573,743 15.64% - - ---------------------------------------------------------------------------------------------------------- Johnson, Sheldon R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Johnson, Theodore J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jolinger, James United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jones, Alan K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jones, Andrew C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jones, Andrew S. United Kingdom 93,573,614 15.64% - - ---------------------------------------------------------------------------------------------------------- Jones, David G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jones, Robert W. United States 93,578,363 15.64% - - ---------------------------------------------------------------------------------------------------------- Jory, Oliver P. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Joseph, Ravindra J. Sri Lanka 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Jouhar, Kelvin Jan United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Juterbock, Thomas M. United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Kagan, Samuel J. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kageyama, Toshiji Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kagiyama, Takafumi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kamen, Eric M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kamins, Harold W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kamme, Robert W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kamp, Ellen R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kamradt, Michael United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kan, Bertrand Boudewijn Netherlands 93,573,479 15.64% - - ---------------------------------------------------------------------------------------------------------- Kanellitsas, John A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kanematsu, Seiji Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kani, Takeo Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kaplan-Brody, Stephanie United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kapur, Ajay Singh India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Karayiannis, Akis United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Karches, Peter F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Karnes, Robert P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Karr, Marianne United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kary, Mark R. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Katsihtis, Paul E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Katsuragi, Akio Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Katz, Karin S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kauffman, Richard L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kawai, Noboru Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kay, Carolyn Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kayello, Sammy Lebanon 93,574,277 15.64% - - ---------------------------------------------------------------------------------------------------------- Kaywood, Angela United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
23
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Kazazes, Thomas P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Keane, Michael David United Kingdom 93,573,991 15.64% - - ---------------------------------------------------------------------------------------------------------- Keays, Thomas R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Keeler, Paul J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Keenan, Walter C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kehl, Philip J. United States 93,577,302 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelleher, Colm Thomas United Kingdom 93,575,554 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelley, Scott M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelley, Sean P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelly, Brian W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelly, Christopher R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelly, George J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelly, Kevin M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kelly, Timothy D. United States 93,573,431 15.64% - - ---------------------------------------------------------------------------------------------------------- Kemp, Stephen C. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kennedy, Douglas A. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kenny, Kevin J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kent, Claire United Kingdom 93,573,719 15.64% - - ---------------------------------------------------------------------------------------------------------- Kent, David Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kent, Ronald S. United Kingdom 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Kermisch, James A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kessler, John B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Key, Nigel R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Keyes, Terence Francois United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Khadjavi, Laya Iran 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Khan, Rahman Ali Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Khanna, Ajay India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Khanna, Jaideep C. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Khanna, Sanjeev United States 93,573,657 15.64% - - ---------------------------------------------------------------------------------------------------------- Kidwell, Jeffrey S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kilcoyne, Moira A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kim, Andrew Young-Hun United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kim, Eun Sang Korea 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kim, Young Ho Korea 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kimball, Paul G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kimball, Richard A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kindred, Jonathan B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- King, Nancy A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kinkead, Brian M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kinmont, Alexander United Kingdom 93,573,967 15.64% - - ---------------------------------------------------------------------------------------------------------- Kinney, Robert P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kirby, Peter L. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
24
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Kircher Peruzzi, Hillary E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kirkland, Derek G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kishimoto, Satoshi Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kitagawa, Hitoshi Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kitts, Robert W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Klaedtke, Patrick G. Germany 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Klein, Michael F. United States 93,573,443 15.64% - - --------------------------------------------------------------------------------------------------------- Klion, Douglas A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kloppenborg, Robert W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Klug, Paul W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Knee, Jonathan A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Knowles, James H. L. Canada 93,573,807 15.64% - - --------------------------------------------------------------------------------------------------------- Kobashi, Yoshikazu Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Koederitz, Candice E. United States 93,574,403 15.64% - - --------------------------------------------------------------------------------------------------------- Koerling, Heinrich Germany 93,573,652 15.64% - - --------------------------------------------------------------------------------------------------------- Koessler, Jonathan United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Koh, Alexander Sang-Duk United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kohler-Johnson, Jennifer United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kohnhorst, Adolf Netherlands 93,573,497 15.64% - - --------------------------------------------------------------------------------------------------------- Kok, George H. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kollmann, Dagmar Petra Austria 93,573,913 15.64% - - --------------------------------------------------------------------------------------------------------- Komatsubara, Yoshihiko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Konolige, Kit United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Koppenol, Robert G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Korol, David L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Koshakow, Martin United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Koshy, George India 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kourakos, William United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kovich, Nicholas J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kowalski, David United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kraft, Joseph A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kreider, Steven K. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kreisler, Michele A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Krey, Peter J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Krom, Frederick B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Krumins, John United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kubo, Masahiro Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kumar, Ashish United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kupferberg, Barry D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kurman, Lee M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kurtz, Patricia A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Kushma, Debra A. F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
25
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Kushma, Michael B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Kutay, Kasim United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- La Roche, Elaine United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Labrom, Ewan C. W. United Kingdom 93,574,281 15.64% - - ---------------------------------------------------------------------------------------------------------- Ladd, Susan C. United States 93,573,660 15.64% - - ---------------------------------------------------------------------------------------------------------- Lafaman, James T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lal, Naina India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lamountain, Jon United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lancksweert, Dominique Belgium 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Landers, John Q. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Landman, David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Langford, Thomas R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Langsam, Joseph A. United States 93,573,946 15.64% - - ---------------------------------------------------------------------------------------------------------- Langston, Willie United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lanio, Thomas United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lap, Michiel P. Netherlands 93,574,325 15.64% - - ---------------------------------------------------------------------------------------------------------- Larkins, Gary T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Larkins, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lashendock, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Latif, Nadir S. United Kingdom 93,574,267 15.64% - - ---------------------------------------------------------------------------------------------------------- Lavalla, Martha F. United States 93,573,917 15.64% - - ---------------------------------------------------------------------------------------------------------- Lavelle, Brendan J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Law, Gerald C. United States 93,574,568 15.64% - - ---------------------------------------------------------------------------------------------------------- Leach, Brian United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leask, Robert United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leblanc, Paul L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lebowitz, Michael United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lederman, Eli R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lee, Ji-Yeun Korea 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lee, Robert P. United States 93,656,919 15.66% - - ---------------------------------------------------------------------------------------------------------- Lefkowitz, Robert M. United States 93,576,323 15.64% - - ---------------------------------------------------------------------------------------------------------- Legg, David United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leimer, Willi Kurt Austria 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leitch, Donald S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lenihan, Ronald R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lenowitz, Scott J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leonard, James R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lesser, Robert D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Letwins, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Leung, Julia United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lev, Arthur J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Levin, Debra J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
26
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Levy, Richard H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Levy, Thomas A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Levy, William D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lewis, Gary United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lewis, Richard Graham United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lewis, William M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Li, Song China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Liang, James L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lickar, Joann United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Liebenberg, Bruce Coleman Republic of South Africa93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lieblich, Steven United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lien, Michael Jown Leam Singapore 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lilly, Kevin J. United States 93,574,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Lim, Chin Y. Malaysia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lim, Judy Y. L. Singapore 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lim, Khoon-Min United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lindsay, Ian E. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lipe, Alex L. Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lippi, Marco Italy 93,574,090 15.64% - - ---------------------------------------------------------------------------------------------------------- Lippmann, Marianne J. United States 93,573,908 15.64% - - ---------------------------------------------------------------------------------------------------------- Lipton, Stephen C. United Kingdom 93,574,508 15.64% - - ---------------------------------------------------------------------------------------------------------- Liset-Lynch, Mary J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Litt, Michael C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Little, James W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Liu, Che-Ning Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Liu, Jialin China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Liu, Theodore Em-Po United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lloyd, Charles E. G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lloyd, Charles S. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lo, Theodore United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Loarie, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lock, William David United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- LoCosa, Laura E. United States 93,574,743 15.64% - - ---------------------------------------------------------------------------------------------------------- Lodwick, Jeremy Goulding United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Loeb, Roger E. United States 93,573,743 15.64% - - ---------------------------------------------------------------------------------------------------------- Loery, Gordon W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lombardo, Guido Giulio Italy 93,573,814 15.64% - - ---------------------------------------------------------------------------------------------------------- Longley, Yvonne United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Longo, Victoria A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lopategui, Philippe P. France 93,573,997 15.64% - - ---------------------------------------------------------------------------------------------------------- Lord, Rachel United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lorentzen, Kent R. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
27
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Loshiavo, Richard A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lourie, Jonathan H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lovoi, John V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lucaya, Jorge Spain 93,573,630 15.64% - - ---------------------------------------------------------------------------------------------------------- Lueken, Harold W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Luenzer, Dirk Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lyche, Iver United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lyles, Ray V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lynch, Elizabeth W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Lyons, Douglas Stephen United Kingdom 93,573,992 15.64% - - ---------------------------------------------------------------------------------------------------------- Ma, Joan United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Macchiaverna, Glenn J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Macdonald, Gavin L. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Macdonald, Robert Cumming United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mack, Andrew John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mack, John J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mack, Kristoffer B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mackenzie, Douglas F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mackin, John J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Madariaga, Guillermo Argentina 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Madison, Douglas N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maeda, Kotaro Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maehashi, Nobuya Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Magee, Steven G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maguire, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maguire, John F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mahon, James J. United States 93,574,898 15.64% - - ---------------------------------------------------------------------------------------------------------- Maillet, Jeffrey United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mainey, Richard E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maiwald, Maryann K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maki, Tomohide Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Malone, Christian B. United States 93,573,657 15.64% - - ---------------------------------------------------------------------------------------------------------- Maluste, Rajiv G. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mamdani, Mahmoud A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Manabe, Noriko United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mandel, Beth L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Maner, William A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mangino, Gary J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Manioudakis, Angelo G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Manley, James J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Mann, Martin H. Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Manson, Christopher J. J. United Kingdom 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
28
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Mantz, Jay H. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Maratos, Jason G. Greece 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Marchisotto, Mary Jane United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Marcin, Robert J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Margolis, Jeffrey United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Marhefka, Edward M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Marks, Kenneth R. United States 93,574,403 15.64% - - --------------------------------------------------------------------------------------------------------- Markwalter, John S. United States 93,574,733 15.64% - - --------------------------------------------------------------------------------------------------------- Marren, John W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Marsch, Paul Andrew United Kingdom 93,573,722 15.64% - - --------------------------------------------------------------------------------------------------------- Marshall, Ryan J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martellaro, Dominic United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martin, Scott United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martin, Ian Richard United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martin, Paul M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martinez, Lourdes Linden United States 93,574,503 15.64% - - --------------------------------------------------------------------------------------------------------- Martini, Teresa E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Martone, Craig J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mason, Alexander Maurice Ireland 93,573,856 15.64% - - --------------------------------------------------------------------------------------------------------- Masri, Jack Joseph United Kingdom 93,574,039 15.64% - - --------------------------------------------------------------------------------------------------------- Massey, Stewart R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mastrangelo, Joseph F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Masucci, Ferdinand D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Matlock, Scott W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Matsui, Yasuki Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Maxwell, Alastair J. C. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mayer, Kimball P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Maynard, Daniel V. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Maynard, Walter United States 93,574,500 15.64% - - --------------------------------------------------------------------------------------------------------- Mayoros, Alan E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mazzilli, Paul J. United States 93,580,948 15.64% - - --------------------------------------------------------------------------------------------------------- McAllister, Dean E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McArthur, James New Zealand 93,573,777 15.64% - - --------------------------------------------------------------------------------------------------------- McAssey, Brendan Joseph Australia 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McBee, Phoebe United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McCaffrey, Thomas M. United States 93,574,156 15.64% - - --------------------------------------------------------------------------------------------------------- McCarthy, Alexis E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McCarthy, Eugene F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McCombe, William D. Australia 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McConigley, Michael J. Ireland 93,576,268 15.64% - - --------------------------------------------------------------------------------------------------------- McCreery, David A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McDade, John Wesley United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
29
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- McDonald, David G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McDonald, Thomas R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McDonnell, Dennis United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McDonnell, Gail P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McDonough, Patrick J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGeehan, John D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGeough, Lisa M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGill, James F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGillicuddy, Jean United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGinnis, James P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McGuinness, Nancy A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McHugh, Daniel United States 93,573,652 15.64% - - --------------------------------------------------------------------------------------------------------- McHugh, Florence Q. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McInerney, John J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McInerney, Thomas J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McIntyre, John P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McKay, Brian J. Canada 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McKean, James Donaldson United Kingdom 93,575,104 15.64% - - --------------------------------------------------------------------------------------------------------- McKenna, Abigail L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McKenna, Craig A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McKenzie, John P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McLaughlin, Michael T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McLeish, Neil Alan United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McMahon, David J. United States 93,574,353 15.64% - - --------------------------------------------------------------------------------------------------------- McMahon, Franklin D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- McMahon, William C. United States 93,578,858 15.64% - - --------------------------------------------------------------------------------------------------------- McVicker, Michael J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meade, David Tolson United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Medina, Daniel L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mee, Adrian Alexander United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meeker, Mary G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Melchiorre, Anthony United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mellegard, Mikael T. Sweden 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Memmott, David J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mena, Daniel T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Menell, Mark S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Menkes, Leslie S. United States 93,573,743 15.64% - - --------------------------------------------------------------------------------------------------------- Merin, Mitch United States 94,187,052 15.75% - - --------------------------------------------------------------------------------------------------------- Merritt, Peter G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Messina, Raymond United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mettler, Stephen P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Metyas, Markus Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
30
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Metzler, Robert A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meuli, Benjamin United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meyer, Joseph F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meyer, Michael W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Meyer, Robert L. United States 93,573,743 15.64% - - --------------------------------------------------------------------------------------------------------- Mezrich, Joseph J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Micioni, Peter J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Miki, Naoto Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Milazzo, Jason T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Milias St. Peter, Mary Ann United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Miller, Cathy Ann United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Miller, Frederic A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Miller, Lyle D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Millington, Charles United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Minard, Frank P. L. United States 93,583,413 15.64% - - --------------------------------------------------------------------------------------------------------- Minicucci, Giuseppina Italy 93,573,949 15.64% - - --------------------------------------------------------------------------------------------------------- Miranne, Alan R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mirat, Pierre Jean Henri France 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Missett, Bruce M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mita, Mayo Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mitchell, Lawrence R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mizen, Greg E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mizuno, Toshiya Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mizuta, Shigeo Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Modi, Mitesh United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moehlmann, Claus Christian Germany 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mogenson, Harvey B. United States 93,573,813 15.64% - - --------------------------------------------------------------------------------------------------------- Mohen, Gretchen M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moia, Paolo Italy 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mole, Marie L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Molloy, June A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Montagner, Marc United States 93,573,444 15.64% - - --------------------------------------------------------------------------------------------------------- Montecillo, Dennis Philippines 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mooney, Kevin United States 93,580,634 15.64% - - --------------------------------------------------------------------------------------------------------- Moonier, James F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moore, David Neil United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moore, Donald A. United States 93,573,436 15.64% - - --------------------------------------------------------------------------------------------------------- Moore, Duncan Charles Mcnaught United Kingdom 93,574,993 15.64% - - --------------------------------------------------------------------------------------------------------- Moore, John J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moore, Michael A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mooro, Tarek Egypt 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moran, Matthew J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
31
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- More, Daniel B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morell, Curtis United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morgan, David H. United Kingdom 93,575,352 15.64% - - --------------------------------------------------------------------------------------------------------- Morganbesser, Neil B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morita, Eiko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morita, Mitsuko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morphett, Jonathan G. United States 93,574,073 15.64% - - --------------------------------------------------------------------------------------------------------- Morrill, Caroline C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morris, John Timothy United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morris, Karen L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Morrissey, James A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mortimer, Patrick J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moscati, Leonard F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Moser, David S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Motta, Gary United States 93,580,258 15.64% - - --------------------------------------------------------------------------------------------------------- Moulin, Edward A. United States 93,580,031 15.64% - - --------------------------------------------------------------------------------------------------------- Mound, St John De Burgh United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mourre, Marc France 93,573,896 15.64% - - --------------------------------------------------------------------------------------------------------- Moye, James United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mozer, Francine L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mueller, Albert J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mueller, John M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Muller, Cynthia United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Muller, Peter United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Muller, Thomas R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Mullin, Sean C. V. Canada 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Munger, Stephen R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Murphy, Charles W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Murphy, David J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Murphy, Devin I. United States 93,573,835 15.64% - - --------------------------------------------------------------------------------------------------------- Murphy, Kevin C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Murray, Eileen K. United States 93,577,813 15.64% - - --------------------------------------------------------------------------------------------------------- Murray, Janet E. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Murray, Peter J. United Kingdom 93,574,752 15.64% - - --------------------------------------------------------------------------------------------------------- Musetti, Robert C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Muston, Neale D. Australia 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Myrtetus, Michael J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nagai, Toru Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nagrani, Vineet India 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nakada, Kenji Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nakamura, Haruo Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nakamura, Hiroshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
32
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Nakashima, Noriko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nakata, Yasuhiro Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nall, Rhea F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Narang, Anil United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Narasaki, Tetsuya Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nathan, Saul J. United Kingdom 93,574,483 15.64% - - --------------------------------------------------------------------------------------------------------- Naylor, Margaret P. United Kingdom 93,575,084 15.64% - - --------------------------------------------------------------------------------------------------------- Needham, Peter A. United States 93,574,403 15.64% - - --------------------------------------------------------------------------------------------------------- Needleman, Marilyn United States 93,578,292 15.64% - - --------------------------------------------------------------------------------------------------------- Nelms, David United States 93,639,703 15.65% - - --------------------------------------------------------------------------------------------------------- Nelson, Alec G. United Kingdom 93,575,395 15.64% - - --------------------------------------------------------------------------------------------------------- Neuberger, Mark A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Neubert, David L. C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Neubohn, Naneen H. United States 93,574,403 15.64% - - --------------------------------------------------------------------------------------------------------- Neuhaus, Kenneth M. United States 93,577,373 15.64% - - --------------------------------------------------------------------------------------------------------- Neuman, Douglas W. United States 93,577,820 15.64% - - --------------------------------------------------------------------------------------------------------- Neumann, Alexander Christian Switzerland 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Neuwirth, David N. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- New, Jeff United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Newcomb, Philip V. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Newhouse, Stephan F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Newman, Jeffrey L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ni Chathmhaoil, Aifric Ireland 93,574,048 15.64% - - --------------------------------------------------------------------------------------------------------- Nicholson, Dawn Hazel United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nickerson, Kenneth S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nickoll, Benjamin E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nicol, David United Kingdom 93,580,070 15.64% - - --------------------------------------------------------------------------------------------------------- Nicoll, Christopher Alan United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Niehaus, Christopher J. United States 93,573,657 15.64% - - --------------------------------------------------------------------------------------------------------- Niehaus, Robert H. United States 93,582,848 15.64% - - --------------------------------------------------------------------------------------------------------- Niizeki, Kenichi Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nimkoff, Debra L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nisbet, Walter O. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Niven, Craig New Zealand 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Noejovich, Gerardo F. Argentina 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nolan, John R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nosseir, Amr M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Notley, Sean J. United Kingdom 93,576,894 15.64% - - --------------------------------------------------------------------------------------------------------- Nowlin, Kevin M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nussbaumer, Beat Switzerland 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Nuti, Paul United States 93,584,773 15.65% - - --------------------------------------------------------------------------------------------------------- Nyberg, Ronald United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
33
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Oberlin, Dana M. United States 93,576,113 15.64% - - --------------------------------------------------------------------------------------------------------- O'Brien, Donald S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Brien, James M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Brien, Paul F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Callaghan, John United States 93,589,582 15.65% - - --------------------------------------------------------------------------------------------------------- Ocampo, Edward J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Connor, Stephen P. United Kingdom 93,573,652 15.64% - - --------------------------------------------------------------------------------------------------------- Oelerich, Francis J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Flynn, Thomas M. Canada 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Friel, Mark L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ohara, Yukiko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Hare, Michael T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ohchi, Jun Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Okamura, Kazumi Nagashima Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Okawa, Yoshiro Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Keefe, William B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Oki, Noriko Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Okubo, Tsutomu Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Leary, William F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Olesky, Jonathan D. United States 93,575,723 15.64% - - --------------------------------------------------------------------------------------------------------- Oliver, Robert O. United States 93,573,760 15.64% - - --------------------------------------------------------------------------------------------------------- Onetti, Fabian A. Argentina 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ong, Ronald Singapore 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ong, Arthur Y. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Onuma, Takashi Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Orem, John R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Ormerod, Mark United Kingdom 93,577,842 15.64% - - --------------------------------------------------------------------------------------------------------- Osbon, John F. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Osborne, Nicholas D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- O'Shaughnessy, William United States 93,575,607 15.64% - - --------------------------------------------------------------------------------------------------------- O'Shea, Kevin D. United States 93,575,951 15.64% - - --------------------------------------------------------------------------------------------------------- Osmond, Robin S. United Kingdom 93,573,691 15.64% - - --------------------------------------------------------------------------------------------------------- O'Toole, Michael P. Ireland 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Oyarbide, Carlos Alfonso Spain 93,573,657 15.64% - - --------------------------------------------------------------------------------------------------------- Pace, Joanne United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Packer, Robert M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Padiachy, Vighnesh United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pagliani, Carlo Italy 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pagliari, Michael United Kingdom 93,575,032 15.64% - - --------------------------------------------------------------------------------------------------------- Palacios, Luis Argentina 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Palmer, Daniel Garvey United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Palmer, Gary P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
34
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Palmiotti, Joseph C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pandit, Vikram S. India 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Panjwani, Raju H. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pannell, Carol Amanda United Kingdom 93,573,751 15.64% - - --------------------------------------------------------------------------------------------------------- Pannkuk, Paul A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Papamarkakis, George Greece 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pappas, Iiman United States 93,623,293 15.65% - - --------------------------------------------------------------------------------------------------------- Parekh, Shyam H. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Parent, Margaret M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Paris, Pierre Jean France 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Parr, Gary W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Parry, Clive J. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pasciucco, Gerard United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pasko, Christopher T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pate, Bruce A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Patel, Mukesh D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Patel, Nandkishore Tanzania 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Paterson, Scott L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Patten, Veeswanaden R. Mauritius 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Patyk, Daniel G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pavoncelli, Riccardo Italy 93,575,627 15.64% - - --------------------------------------------------------------------------------------------------------- Pearl, Diane A. United States 93,574,135 15.64% - - --------------------------------------------------------------------------------------------------------- Pearson, Sharon E. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pecori Giraldi, Galeazzo Italy 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pellecchio, Ralph L. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pelosky, Robert J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pena, Alexander A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Penington, Michael United Kingdom 93,573,916 15.64% - - --------------------------------------------------------------------------------------------------------- Penney, David J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Penney, Howard W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Penwell, Stephen B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pereira, Ian C. T. Japan 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pereira, Paulo C. Portugal 93,573,710 15.64% - - --------------------------------------------------------------------------------------------------------- Perella, Joseph R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Perlman, Mike United States 93,574,613 15.64% - - --------------------------------------------------------------------------------------------------------- Pernas, Alvaro Spain 93,574,305 15.64% - - --------------------------------------------------------------------------------------------------------- Perrett, Mark Philip United Kingdom 93,573,661 15.64% - - --------------------------------------------------------------------------------------------------------- Pesce, Anthony J. United States 93,573,802 15.64% - - --------------------------------------------------------------------------------------------------------- Peskin, Michael W. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pest, Willie R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petersohn, Steven J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Peterson, Scott C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------
35
- - --------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - --------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - --------------------------------------------------------------------------------------------------------- Peterson, Wayne D. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petery, Andras R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petit, Richard A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petitgas, Franck R. France 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petri, Lawrence M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petrick, Michael J. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petrow, Christopher G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Petrozzo, Daniel P. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Phillips, Charles E. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Phillips, Craig S. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pillepich, George M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pipa, Andrew C. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pitcher, James S. United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pivirotto, Richard R. United States 93,576,713 15.64% - - --------------------------------------------------------------------------------------------------------- Placentra, Daniel R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pochtar, Elaine N. United States 93,574,898 15.64% - - --------------------------------------------------------------------------------------------------------- Pokrzywinski, Jennifer A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Polsky, Lisa K. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pope, Patricia United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Porat, Ruth M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Porte, Thierry G. United States 93,576,383 15.64% - - --------------------------------------------------------------------------------------------------------- Portelli, Susan M. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Portnow, Loren United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Portogallo, Richard United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Posner, Kenneth A. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pott, Kenneth G. United States 93,574,280 15.64% - - --------------------------------------------------------------------------------------------------------- Potter, Ian Henry Franklin Canada 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Potter, Steven G. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Poulos, Perry United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Poulton, Roger United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Powers, David R. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Prakash, Akash India 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pratt, Frank T. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Prideaux De Lacy, Dawn R. United Kingdom 93,574,567 15.64% - - --------------------------------------------------------------------------------------------------------- Procter, Alexis Robert United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pugh, Martin Robert United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Purcell, Philip J. United States 96,282,498 16.10% - - --------------------------------------------------------------------------------------------------------- Putcha, Ramakrishna N. India 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Putterman, Jules B. United States 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pyatt, Lyn United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Pyle, Frances United Kingdom 93,573,413 15.64% - - --------------------------------------------------------------------------------------------------------- Query, James B. United States 93,573,594 15.64% - - ---------------------------------------------------------------------------------------------------------
36
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Quigley, Richard. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Quigley, Donal A. United Kingdom 93,574,368 15.64% - - ---------------------------------------------------------------------------------------------------------- Rabin, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Raettig, Lutz Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Raffel, Andreas Germany 93,573,808 15.64% - - ---------------------------------------------------------------------------------------------------------- Ragovin, Scott H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rahbany, Russell A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rai, Hardip United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ramachandran, Narayan India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ramakrishnan, Guru K. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ramshaw, Julie United Kingdom 93,574,287 15.64% - - ---------------------------------------------------------------------------------------------------------- Rana, Aditya India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Randolph, Guy D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rankin, Charles United Kingdom 93,574,011 15.64% - - ---------------------------------------------------------------------------------------------------------- Rankin, Richard Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rankowitz, Andrew V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rankowitz, Michael L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ratib, Ahmet V. Cyprus 93,573,624 15.64% - - ---------------------------------------------------------------------------------------------------------- Rault, Joseph M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ravitz, Leslie C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reddy, Stephen D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Redman, Brian E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Redpath, James S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reed, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reeke, Gail Hunt United States 93,577,043 15.64% - - ---------------------------------------------------------------------------------------------------------- Reese, Ronald R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Refvik, Olav N. Norway 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reich, Christopher V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reicin, Glenn M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reid, Donald S. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reid, Ian M. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reid, William R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reiland, William T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reilly, Christine I. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reilly, Timothy B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rein, Walter United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reinbold, Michael J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Remec, Marko C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Remley, Kevin W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Renton, Stephen United Kingdom 93,575,442 15.64% - - ---------------------------------------------------------------------------------------------------------- Repeta, Lawrence United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Restaino, Paolo Anthony Italy 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
37
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Revelli, Paolo Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reynolds, John R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Reynoldson, John R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rhodes, James G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rice, Mark R. United States 93,574,834 15.64% - - ---------------------------------------------------------------------------------------------------------- Richard, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Richard, Scott F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Richardson, Alasdair Cameron United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Richardson, Gordon United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Richardson, Lorraine A. United Kingdom 93,575,956 15.64% - - ---------------------------------------------------------------------------------------------------------- Riche, Eden Matthew United Kingdom 93,573,497 15.64% - - ---------------------------------------------------------------------------------------------------------- Richter, Maria Del Carmen Panama 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Richter, Todd B. United States 93,594,487 15.65% - - ---------------------------------------------------------------------------------------------------------- Riefler, Linda H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Riley, James R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Riley, Thomas R. United States 93,574,152 15.64% - - ---------------------------------------------------------------------------------------------------------- Rimland, Allan J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roach, Kevin T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roach, Stephen S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robert, Marc Henri United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roberts, John A. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robertson, Michael H. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robertson, Struan B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robey, Simon C. United Kingdom 93,573,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Robino, Christopher M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robinson, John D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Robson, Glenn R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rochat, Christian Pierre Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rodman, Kevin L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roessler, Gustavo S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roger, Robin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rohde, Gregory John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rolison, Leslie United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rollings, Michael T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rollyson, Mikel M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rookwood, Mark S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rooney, Robert P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Root, Marshal E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rosenbaum, Ann K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rosenthal, Andrew United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Rosenthal, Richard L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rosenthal, Richard S. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
38
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Ross, Ian Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rosseinsky, Nicholas Martin United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rossi, Marie United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roth, Christian G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Roth, Philip J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rothberg, Howard United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rothberg, Rei W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rowe, Tamsin E.E. United Kingdom 93,574,927 15.64% - - ---------------------------------------------------------------------------------------------------------- Rowley, Andrew F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rubenstein, Alan Martin United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ruddleston, Paul Stephen United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rudner, Stephen C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ruegnitz, Steven A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Runde, James A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rusis, Armins K. United States 93,573,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Russell, David A. United Kingdom 93,575,646 15.64% - - ---------------------------------------------------------------------------------------------------------- Russell, Rajan Hollingsworth United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Russinelli, Thomas W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Russo, Stefano Italy 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ryan, Donald P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ryan, Jeffrey P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ryan, Robert J. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Rybak, William United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ryder, Christopher J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ryusekido, Seiji Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sabounghi, Edgar A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sack, John H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sacks, Michael United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sahadi, Ellen United States 93,583,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Saito, Makoto Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sakata, Akihito Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sakurada, Koichi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Salant, Marshal L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Salcedo, Antonio Jose Spain 93,574,612 15.64% - - ---------------------------------------------------------------------------------------------------------- Salisbury, Joshua M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Salisbury, William R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Salmon, Robert E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sama, Alok India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sandberg, Bruce R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sanders, William J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sandling, M. James United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sands, Julia C. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
39
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Sandulli, Richard P. United States 93,573,510 15.64% - - ---------------------------------------------------------------------------------------------------------- Sargent, Robert A. United Kingdom 93,573,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Sasaki, Mami Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sato, Yasuo Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Saucedo, Colette United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Savage, Luke United Kingdom 93,573,652 15.64% - - ---------------------------------------------------------------------------------------------------------- Saveliff, James F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Saxe, Jonathan K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Saxe, Susan E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Saxton, Thomas J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sayers, Michael United Kingdom 93,573,980 15.64% - - ---------------------------------------------------------------------------------------------------------- Schaaff, Harold J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schaefer, John H. United States 93,762,070 15.67% - - ---------------------------------------------------------------------------------------------------------- Schaefer, Paula United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Scheuer, Alan United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schiavo, Anthony United States 93,573,413 15.64% Schieffelin, Allison United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schlarbaum, Gary G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schlueter, James B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schmid, James D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schmitt, Dietmar R. Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schneickert, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schneider, Thomas United States 94,749,433 15.84% - - ---------------------------------------------------------------------------------------------------------- Schneider, Walter B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schoder, Andrew O. United States 93,586,893 15.65% - - ---------------------------------------------------------------------------------------------------------- Schoen, Jon S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schoff, Peter J. Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schorin, Charles N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schots, Eric Louis Jean Belgium 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schroeder, Darren D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schuettler, Hans Joerg Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schwalm, Hermann Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schwartz, Richard C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schwarz, Timothy R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Schwed, Gustavo R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Scott, Andrew C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Scott, Charles H United Kingdom 93,574,526 15.64% - - ---------------------------------------------------------------------------------------------------------- Scott, James H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Scott, Robert G United States 93,624,989 15.65% - - ---------------------------------------------------------------------------------------------------------- Scowcroft, JohnA. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Scully, Robert W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sculthorpe, Robert B. United States 93,831,783 15.69% - - ----------------------------------------------------------------------------------------------------------
40
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Scurletis, Dennis T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Seah, Kiat Seng Singapore 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sears, Timothy D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Seery, Christopher S. United States 93,573,736 15.64% - - ---------------------------------------------------------------------------------------------------------- Seigel, Mark A. United States 93,577,373 15.64% - - ---------------------------------------------------------------------------------------------------------- Seiler, Alex W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sekaran, Rajan United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Selim, Omar Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sella, Roberto M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sellars, Tara Kay United Kingdom 93,573,978 15.64% - - ---------------------------------------------------------------------------------------------------------- Semmelhaack, Mary Ellen United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Senouf, Andres Venezuala 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Serra, Loredana United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sethi, Vinod R. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Seto, Richard United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sexauer, Stephen C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shah, Alkesh India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shah, Dhiren H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shapiro, John A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sharma, Sutesh K. United Kingdom 93,573,657 15.64% - - ---------------------------------------------------------------------------------------------------------- Shea, Dennis F. United States 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- Shear, Neal A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shelley, Cameron United Kingdom 93,573,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Shelton, John United Kingdom 93,573,918 15.64% - - ---------------------------------------------------------------------------------------------------------- Shelton, Richard David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shen, Bing China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shepardson, Robert M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shepherd, Frederick United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sheppard, Nicholas United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sherron, Neil A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sherva, Dennis G. United States 93,573,423 15.64% - - ---------------------------------------------------------------------------------------------------------- Shigenari, Yoshihiko Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Shirahige, Masayoshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Short, Marium A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Siao, StanfordTzu-Ang Taiwan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sidor, Joseph A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Siefert, Eric P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Silberstein, Thomas J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Silewicz, Jeremy United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Silver, Caroline Louise United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Silver, Harry S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Silver, Naomi B. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
41
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Simkowitz, Daniel A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Simonian, Jon D. United States 93,583,313 15.64% - - ---------------------------------------------------------------------------------------------------------- Simonyan, Rair Russia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Simpson, Justin S. Ireland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sine, Jeffrey A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sipprelle, Dwight D. United States 93,583,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sitarz, Paul J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Siu, Anthony United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Siu, Kiu C. Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Six, Scott United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Skaff, Michael S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Skiba, Jack L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Skinner, Alan William United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Skinner, Geoffrey F. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Skov, Andy B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sladkus, Mark H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Slaughter, J. E. Hoke United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Slayton, Scott P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Slefinger, Thomas United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Slingo, Matthew Conway United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smesko, Raymond M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Charissa H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Jeffrey W. United States 93,575,945 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, John-Paul United Kingdom 93,573,699 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Judith A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Palmer N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Paul E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Peter R. G. United Kingdom 93,574,021 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, R. Bram United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, Warren Charles Henry United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Smith, William B. United States 93,922,490 15.70% - - ---------------------------------------------------------------------------------------------------------- Smithson, Amanda L. D. United Kingdom 93,575,226 15.64% - - ---------------------------------------------------------------------------------------------------------- Sobol, John S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sonnenborn, Monroe R. United States 93,576,653 15.64% - - ---------------------------------------------------------------------------------------------------------- Sood, Vivek India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Soter, Arthur P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Souchon, Stephen Alec Republic of South Africa93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Souter, Robert J. United Kingdom 93,574,519 15.64% - - ---------------------------------------------------------------------------------------------------------- Souviron, Laurent N. France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Spellman, Kim I. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Spellman, Michael F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Spence, John F. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
42
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Spencer, Cordell G. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sperling, Andrew N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Spingardi, Tomaso Italy 93,573,762 15.64% - - ---------------------------------------------------------------------------------------------------------- Spitzley, Ray L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Spurrier, Clark A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stabenau, Heinrich H. United States 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- Stadler, Joseph P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stamm, Jeffrey M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stanley, Harry United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Staunton, Jane A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Steele, Kenneth J. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stein, Jens-Peter Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Steinberg, David L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Steinberg, William D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Steinman, Richard M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stern, Steven S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sternberg, Michael I. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stewart, Colin R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stewart, James C. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stewart, John R. United States 93,573,908 15.64% - - ---------------------------------------------------------------------------------------------------------- Stiker, Edward S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stokes, Kathleen United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stolbof, Paul S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stoltz, Murray C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stone, Jonathan Barry United Kingdom 93,573,982 15.64% - - ---------------------------------------------------------------------------------------------------------- Stone, Neil United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stonham, Sandra Jane United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stott, Peter United Kingdom 93,573,785 15.64% - - ---------------------------------------------------------------------------------------------------------- Stoupnitzky, Gregory A. France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stracka, Timothy T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Strain, Clifton E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Strain, Jonathan M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Straus, John A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Strong, William H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Struble, K. Lynn Medlin United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Studzinski, John J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stux, Ivan E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Stynes, James B. United States 93,574,898 15.64% - - ---------------------------------------------------------------------------------------------------------- Suarez, Glen Patrick United Kingdom 93,573,906 15.64% - - ---------------------------------------------------------------------------------------------------------- Sugio, Kunihiko Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sullivan, John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sullivan, Timothy J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
43
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Sundaram, Ram K. India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sutherland, David K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Suzuki, Hirohiko Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Suzuki, Sho Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Sweeney, Francis J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Swift, Richard W. United States 93,575,393 15.64% - - ---------------------------------------------------------------------------------------------------------- Szilasi, William J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Szucs, Iain United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tacchi, John Robert United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tachibana, Mario Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Takaseki, Hitoshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Takasugi, Tetsuo Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Takita, Shuma C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Talbert, W. Pike United States 93,575,166 15.64% - - ---------------------------------------------------------------------------------------------------------- Talisse, Edward P. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tammenoms Bakker, Carla Netherlands 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tamura, Alberto Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tamura, Alvaro J. Colombia 93,573,930 15.64% - - ---------------------------------------------------------------------------------------------------------- Tan, Soo Hock Singapore 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Taniguchi, Shoji Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tanimoto, Shinichi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tanner, James L. United States 93,575,063 15.64% - - ---------------------------------------------------------------------------------------------------------- Taras, Raymond C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Taricco, Marco Italy 93,573,537 15.64% - - ---------------------------------------------------------------------------------------------------------- Tarika, Roger C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tarrant, Cecilia New Zealand 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tatsumi, Shunzo Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Taubman, Paul J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tell, Martin R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Teman, David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Teplitz, Jonathan B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Terreson, Douglas T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tharnstrom, Charles A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thees, Thomas M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Theil, Paul M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thivierge, Ann D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Grady G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Jennifer A. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Owen D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Paul L. United Kingdom 93,577,313 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Philip Michael United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thomas, Richard H. United Kingdom 93,577,892 15.64% - - ----------------------------------------------------------------------------------------------------------
44
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Thompson, Timothy S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thorman, Walter E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Thorpe, James R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tierney, Raymond M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tilley, James A. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Timmins, David John United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tisdale, Andrew A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Togut, David M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Toldalagi, Paul M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tominaga, Hiroshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tonckens, Jaap C Netherlands 93,573,773 15.64% - - ---------------------------------------------------------------------------------------------------------- Topper, David J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Torop, Robert United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tory, Michael Alexander Canada 93,581,865 15.64% - - ---------------------------------------------------------------------------------------------------------- Toubale, Tarek France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Towse, Robert C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tracy, John M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Trainor-Degirolamo, Sheldon Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Trapnell, Andrew Graham United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Trapp, Goran Par Sweden 93,574,045 15.64% - - ---------------------------------------------------------------------------------------------------------- Trauber, Stephen M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Travis, John Brown United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Treichel, Edward United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Trenchard, David F. United Kingdom 93,574,340 15.64% - - ---------------------------------------------------------------------------------------------------------- Troth, David United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Truten, Lorraine United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tsai, Andrew S. Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tucker, Huw M. United Kingdom 93,575,004 15.64% - - ---------------------------------------------------------------------------------------------------------- Tufariello, Anthony B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Tulp, Allan J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Turnbull, Michael G. United Kingdom 93,575,067 15.64% - - ---------------------------------------------------------------------------------------------------------- Turowski, Dieter G. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Udechuku, Ike United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ueda, Yoshiaki Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ulrich, Patricia F. United States 93,573,816 15.64% - - ---------------------------------------------------------------------------------------------------------- Umlauf, Steven Richard United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Upton, Nancy B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Uttamchandani, Raju India 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Uva, Michael D. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vadala, Charles F. United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Vaden, Andrew T. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Valdivia Hernandez, Jaime Mexico 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
45
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Vale, Elizabeth A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Valeiras, Horacio A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Valencia, Edwin V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Valentine, James J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Valentino, Dennis P United States 93,573,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Van Aeken, Chris Belgium 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Van Amson, George L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Van Breugel, Willem Francois Netherlands 93,573,727 15.64% - - ---------------------------------------------------------------------------------------------------------- Van Dyke, Henry United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Van Ness, John D. United States 93,606,093 15.65% - - ---------------------------------------------------------------------------------------------------------- Van Nieuwenhuizen, Jan L. Netherlands 93,574,179 15.64% - - ---------------------------------------------------------------------------------------------------------- Vandercar, Eric M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- VanWyk, Steven United States 93,576,572 15.64% - - ---------------------------------------------------------------------------------------------------------- Varner, Karolyn E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Varoli, Corrado P. Canada 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vaughan, Gregory V. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vedovotto, Roberto Italy 93,574,352 15.64% - - ---------------------------------------------------------------------------------------------------------- Vereker, William David United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vial, Patrice Jacques France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vidaurri, Tito O. Mexico 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Visser, Jordi C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vitali, Robert W. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vogel, George United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vogelsang, Peter R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Von Arx, Sabina Esther Switzerland 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Von Nathusius, Friedrich Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Von Schroder, Benedikt Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Von Uffel, George Kurt United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Vonderheide, Mark L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Voreyer, Robert J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Voute, Gustave A. Netherlands 93,578,858 15.64% - - ---------------------------------------------------------------------------------------------------------- Vrcelj, Stevan Australia 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wadsworth, John S. United States 93,660,313 15.66% - - ---------------------------------------------------------------------------------------------------------- Wager, Malcolm United Kingdom 93,574,080 15.64% - - ---------------------------------------------------------------------------------------------------------- Wagner, Glenn N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Walker, Sir David Alan United Kingdom 93,573,780 15.64% - - ---------------------------------------------------------------------------------------------------------- Wallace, Eileen S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Walsh, Frederick R. United States 93,574,613 15.64% - - ---------------------------------------------------------------------------------------------------------- Walsh, Nelson S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ward, J. Steven United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Warren, David R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wasson, David F. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
46
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Waters, Daniel E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Waxman, Scott United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Weaver, Robert N. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Webber, Nicholas Gerard United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Webley, John United Kingdom 93,574,971 15.64% - - ---------------------------------------------------------------------------------------------------------- Weiant, William M. United States 93,573,578 15.64% - - ---------------------------------------------------------------------------------------------------------- Weidner, Jan Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Weinhoffer, Joseph C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Weninger, Bernard Austria 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wennick, Wayne O. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- West, R. Scott United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Westerfield, John E. United States 93,574,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Westerink, Erik J. Netherlands 93,573,515 15.64% - - ---------------------------------------------------------------------------------------------------------- Weston, Michael New Zealand 93,577,552 15.64% - - ---------------------------------------------------------------------------------------------------------- Wetherell, Weston United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Whalen, Patrick J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- White, Charlton S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- White, Clyde F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- White, William H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Whitehand, Robert C. United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Whittier, Stephanie A. United States 93,573,723 15.64% - - ---------------------------------------------------------------------------------------------------------- Whittington, Marna C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Whyte, Gregory J. United States 93,579,901 15.64% - - ---------------------------------------------------------------------------------------------------------- Wien, Byron R. United States 93,579,353 15.64% - - ---------------------------------------------------------------------------------------------------------- Wilcox, Marjorie M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Williamson, John MacKay United Kingdom 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Willis, Jonathan Timothy United Kingdom 93,574,418 15.64% - - ---------------------------------------------------------------------------------------------------------- Willner, Ram United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wilmott, James M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wilson, Kirk R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wilson, Timothy S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Windisch, Ronald L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Winnington-Ingram, Rebecca S. United Kingdom 93,574,734 15.64% - - ---------------------------------------------------------------------------------------------------------- Winters, Philip W. United States 93,574,974 15.64% - - ---------------------------------------------------------------------------------------------------------- Wipf,T homas G. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wirz, Nicolas France 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wiscomb, Thomas T. United States 93,576,580 15.64% - - ---------------------------------------------------------------------------------------------------------- Wise, Michael R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Witte, Kurt F. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wolcott, Samuel H. United States 93,750,504 15.67% - - ---------------------------------------------------------------------------------------------------------- Wolfe, Bruce United States 93,573,513 15.64% - - ---------------------------------------------------------------------------------------------------------- Wolkenberg, Paul United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
47
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Wolkowitz, Benjamin United States 93,574,997 15.64% - - ---------------------------------------------------------------------------------------------------------- Wong, Amy United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wong, David K. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Woo, Kelvin Kam-For Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wood, III, Edward United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wood, Jerome C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wood, Paul D. United Kingdom 93,574,849 15.64% - - ---------------------------------------------------------------------------------------------------------- Wood, Thomas S. United States 93,573,713 15.64% - - ---------------------------------------------------------------------------------------------------------- Woodley, John A. Republic of South Africa93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Woolworth, Richard G. United States 93,574,913 15.64% - - ---------------------------------------------------------------------------------------------------------- Worley, Richard B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wotowicz, John S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wright, Alyce Anne United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wright, David C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wright, Lundy R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wright, Peter John New Zealand 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wright, William H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wu, Chang Gen China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wyman, Charles C. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Wynne, Brian L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Xie, Andy Guozhong China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yaffe, Randy S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yamamoto, Atsushi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yamamoto, Takatoshi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yamamura, Takashi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yang, Ho C. Korea 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yankou, Thomas J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yao, Edward S. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yashiro, Tetsuro Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yawand-Wossen, Yared M. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yeoman, Roger United Kingdom 93,575,821 15.64% - - ---------------------------------------------------------------------------------------------------------- Yingling, Jeffrey W. United States 93,579,105 15.64% - - ---------------------------------------------------------------------------------------------------------- Yoshizawa, Masamichi Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- You, Harry L. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Young, Andrew R. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Young, Harrison United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Young, Spencer C. United States 93,574,073 15.64% - - ---------------------------------------------------------------------------------------------------------- Young, Tyrrell Astley United Kingdom 93,574,569 15.64% - - ---------------------------------------------------------------------------------------------------------- Yu, Ya-Wen J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Yuki, Kohei Japan 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zabaleta, Paul E. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zager, Drew J. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
48
- - ---------------------------------------------------------------------------------------------------------- Line 1 Line 6 Line 11 Line 13 - - ---------------------------------------------------------------------------------------------------------- Percent of Class Aggregate Amount Represented By Name Citizenship Beneficially Held Amount in Line 11 - - ---------------------------------------------------------------------------------------------------------- Zamora, Julio R. Mexico 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zaoui, Michael A. France 93,574,766 15.64% - - ---------------------------------------------------------------------------------------------------------- Zapico, Martin A. United Kingdom 93,575,801 15.64% - - ---------------------------------------------------------------------------------------------------------- Zatlukal, Heidi Gabriele Germany 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zaumseil, Brice W. United States 93,574,403 15.64% - - ---------------------------------------------------------------------------------------------------------- Zeller, Dwight E. United States 93,599,372 15.65% - - ---------------------------------------------------------------------------------------------------------- Zeller-Landau, Nancy J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zhang, Songyi Hong Kong 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zhu, Jia Jonathan China 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Ziegelbaum, Michael H. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zimmerman, John United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zimmermann, George A. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zola, Matthew J. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zoli, Giovanni B. United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zollo, Joseph A United States 93,573,413 15.64% - - ---------------------------------------------------------------------------------------------------------- Zuckert, Michael S. United States 93,573,413 15.64% - - ----------------------------------------------------------------------------------------------------------
49 Item 1. Security and Issuer. ------------------- This statement relates to the Common Stock, par value $.01 per share (the "MSDW Shares"), of Morgan Stanley Dean Witter & Co., a Delaware corporation. The merger (the "Merger") of Morgan Stanley Group Inc. ("Morgan Stanley") with and into Dean Witter, Discover & Co. ("Dean Witter Discover") was effective as of May 31, 1997. Pursuant to the Merger, Dean Witter Discover, the surviving corporation of the Merger, changed its name to "Morgan Stanley, Dean Witter, Discover & Co." ("MSDWD"). As a result of the Merger, each issued and outstanding share of Morgan Stanley common stock, par value $1.00 per share (the "MS Shares"), was converted (subject to certain exceptions) into 1.65 MSDW Shares. On March 24, 1999, MSDWD changed its corporate name to Morgan Stanley Dean Witter & Co. (the "Company"). The address of the principal executive office of the Company is 1585 Broadway, New York, New York 10036. Item 2. Identity and Background. ----------------------- (a)-(c), (f) The cover sheets to this statement and Appendix A hereto contain the names of the persons (the "Reporting Persons") who beneficially own MSDW Shares that are subject to the voting and any disposition restrictions set forth in (1) the employee Stockholders' Agreement and/or any of the Plan Agreements or (2) the MAS Agreements or (3) the VKAC Agreements (collectively, the "Restrictive Agreements"), all as described in Item 6, to which such persons are party to and on whose behalf this filing is made. The cover sheets to this statement and Appendix A provide the name, citizenship and aggregate amount beneficially held by each Reporting Person. The business address of each of the Reporting Persons is 1585 Broadway, New York, NY 10036. (d)-(e) No Reporting Person during the last five years has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. ---------------------------- The MSDW Shares held by the Reporting Persons are beneficially owned pursuant to one or more of the following: (1) Pursuant to the recapitalization (the "Recapitalization") effective February 14, 1986 in which holders of Morgan Stanley's then outstanding privately-held common stock and non-cumulative preferred stock received MS Shares, and holders of Morgan Stanley's outstanding $8 cumulative senior preferred stock received shares of $8 Cumulative Convertible Preferred Stock, stated value $100 per share (the "Convertible Preferred Shares"), all of which were subsequently converted into MS Shares (the MSDW Shares beneficially owned by the Reporting Persons and resulting from the conversion in the Merger of MS Shares (including the MS Shares received upon conversion of the Convertible Preferred Shares) obtained pursuant to the Recapitalization are referred to herein as "Recapitalization Shares"); (2) Pursuant to participation in the Company's 1986 Stock Option Plan (the "Option Plan"), the Company's Performance Unit Plan (the "PUP Plan"), the Company's 1988 Equity Incentive Compensation Plan (the "1988 Equity Incentive Plan"), the Company's 1995 Equity Incentive Compensation Plan (the "1995 Equity Incentive Plan" and, together with the 1988 Equity Incentive Plan, the "Equity Incentive Plans") and/or the Company's U.K. Group Profit Sharing Scheme and Plan (the "U.K. Profit Sharing Scheme") and/or similar employee benefit plans or arrangements (the Option Plan, the PUP Plan and the Equity Incentive Plans are referred to collectively as the "Plans", and the MSDW Shares beneficially owned pursuant to participation in such Plans and the U.K. Profit Sharing Scheme being referred to herein as "Benefit Plan Shares"); (3) Pursuant to the acquisition of MS Shares (which were subsequently converted in the Merger into MSDW Shares) as part of the purchase price paid to certain of the Reporting Persons (the "Former MAS General Partners") in respect of the sale on January 3, 1996 of their general partnership interests in Miller Anderson & Sherrerd, LLP, a Pennsylvania registered limited liability partnership ("MAS"), to Morgan Stanley Asset Management Holdings Inc., an indirect wholly- owned subsidiary of the Company ("MSAMHI") (such MSDW Shares being referred to herein as the "MAS Shares"); and (4) Pursuant to the acquisition of MSDW Shares resulting from the conversion of Series A 4% Exchangeable Redeemable Preferred Stock of MSAM Holdings II, Inc., a wholly-owned subsidiary of the Company ("MSAMHII"), stated value $100 per share (the "MSAMHII Convertible Preferred"), acquired as part of the purchase price paid to certain of the Reporting Persons (the "Former VKAC Officers") in exchange for the contribution on October 31, 1996 of their interest in VK/AC Holding, Inc. ("VKAC") to MSAMHII in conjunction with MSAMHII's acquisition of VKAC (such MSDW Shares being referred to herein as the "VKAC Shares"); and (5) Pursuant to privately negotiated or open market transactions or participation in various employee benefit and executive compensation plans of Dean Witter Discover (the "DWD Plans") (the MSDW Shares beneficially owned pursuant to such transactions being referred to herein as "Separately Acquired Shares"). In addition, many of the Reporting Persons are participants in the Company's Employee Stock Ownership Plan (the "ESOP"), under which they have been allocated shares of the Company's ESOP Convertible Preferred Stock (the "ESOP Stock") (including shares of Morgan Stanley ESOP Convertible Preferred Stock that were converted in the Merger into ESOP Stock). Each share of ESOP Stock is convertible into 3.3 MSDW Shares, and each share of ESOP Stock is entitled to 4.455 votes on all matters submitted to a vote of the holders of MSDW Shares, voting together with the holders of MSDW Shares as one class. The ESOP Stock and the MSDW Shares into which they are convertible are not included in the amounts beneficially owned by Reporting Persons. The MS Shares that were converted in the Merger into each Reporting Person's Recapitalization Shares, if any, were acquired in exchange for such Reporting Person's shares of Morgan Stanley's privately-held common stock and non-cumulative preferred stock and/or as a result of the conversion of the Convertible Preferred Shares; each Reporting Person's Benefit Plan Shares and shares of ESOP Stock, if any (including the MS Shares that were converted in the Merger into each Reporting Person's Benefit Plan Shares and shares of ESOP Stock, if any), were acquired pursuant to the terms of the Plans, the U.K. Profit Sharing Scheme and the ESOP in consideration of services rendered and, in the case of MSDW Shares to be acquired pursuant to an exercise of options granted under a Plan, will be acquired by payment of the exercise price of the option; the MS Shares that were converted in the Merger into each Former MAS General Partner's MAS Shares were acquired as part of the purchase price paid in connection with the sale of their general partnership interests in MAS as described above; the VKAC Shares were acquired by the Former VKAC Officers upon their exchange of their shares of MSAMHII Convertible Preferred which were acquired in consideration for the contribution of their interests in VKAC to MSAMHII in conjunction with MSAMHII's acquisition of VKAC as described above; and each Reporting Person's Separately Acquired Shares, if any (including the MS Shares that were converted in the Merger into each Reporting Person's Separately Acquired Shares, if any), were acquired by payment of personal funds or as a gift or pursuant to the terms of various DWD Plans in consideration of services rendered and, in the case of MSDW Shares to be acquired pursuant to an exercise of options granted under a DWD Plan, will be acquired by payment of the exercise price of the option. Item 4. Purpose of Transaction. ---------------------- Recapitalization Shares The Recapitalization was effected as of February 14, 1986, and the Recapitalization Shares were acquired in order to facilitate an initial public offering of the MS Shares. Prior to the Recapitalization, the then Managing Directors and Principals of Morgan Stanley & Co. Incorporated, a subsidiary of the Company (and, at the time of the Recapitalization, a subsidiary of Morgan Stanley), owned all of Morgan Stanley's common stock. After the Recapitalization and the initial public offering of the MS Shares, such Managing Directors and Principals (as a group) owned approximately 79% of the MS Shares, the voting and disposition of which were subject to the Stockholders' Agreement (defined below in Item 6). The voting and disposition restrictions currently applicable to the Recapitalization Shares are discussed in Item 6. Benefit Plan Shares Subsequent to April 3, 1996 up to an aggregate of 87,466,484 MS Shares corresponding to 144,319,698 MSDW Shares following the Merger, were authorized for issuance pursuant to the 1995 Equity Incentive Plan. Awards may no longer be granted under the Option Plan, the PUP Plan and the 1988 Equity Incentive Plan, although MSDW Shares beneficially owned pursuant to such plans (as a result of the conversion of MS Shares in the Merger) remain outstanding. Each of the Plans is administered by the Compensation Committee of the Board of Directors (the "Compensation Committee"), which selects the particular eligible persons who will receive awards under the Plans and many of the DWD Plans and determines the size and terms of such awards. All members of the Compensation Committee are outside directors. Option Plan The purpose of the Option Plan was to provide an incentive to certain Managing Directors, Principals, officers, key employees and consultants of the Company and its subsidiaries ("Certain Personnel") to remain in the employ of the Company and such subsidiaries and to increase their interest in the success of the Company by offering them an opportunity to obtain a proprietary interest in the Company through the grant of options to purchase MS Shares (all options outstanding at the time of the Merger were converted into options to purchase MSDW Shares). Awards were granted under the Option Plan from 1986-1988 ("SOP Options"); awards may no longer be granted under the Option Plan. The exercise price of an SOP Option was not permitted to be less than 100% of the fair market value of the MS Shares subject to the SOP Option as of the grant date, as determined by the Compensation Committee. An SOP Option became exercisable at a rate of one-third of the number of MS Shares covered by such option grant after each of the first three anniversaries of the date of grant, unless the Compensation Committee otherwise provided. All SOP Options have been exercised or have expired. The individual option agreement entered into by any Reporting Person pursuant to the Option Plan contains restrictions on voting of any MS Shares (or following the Merger, MSDW Shares) acquired pursuant to the Option Plan as discussed in Item 6. PUP Plan The purpose of the PUP Plan was to benefit and advance the interests of the Company and its subsidiaries by rewarding Certain Personnel for their contributions to the financial success of the Company and thereby motivate them to continue to make such contributions in the future by awarding performance units (the "Performance Units") whose value was determined by reference to earnings per share of the MS Shares over a stated period of time. Awards were granted under the PUP Plan from 1986-1988; awards may no longer be granted under the PUP Plan. The value of a Performance Unit is equal to the Company's consolidated earnings per share (as determined by the Compensation Committee in accordance with the terms of the PUP Plan) during the period commencing on the first date of the Company's fiscal quarter which includes the date as of which a Performance Unit was awarded (the "Base Date") and ending on the earlier of (i) the last day of the Company's fiscal year which includes the date on which such Performance Unit was awarded and (ii) the last day of the Company's fiscal quarter in which a participant's employment is terminated by reason of death, long-term disability or retirement, or to such other date as is determined by the Compensation Committee (the "Valuation Date"). After the value of Performance Units was determined, such value generally was distributed to the recipient in equal installments on or as soon as practicable following each of the first and second anniversaries of the Valuation Date. The PUP Plan provides that 50% of each installment of such value is paid in MS Shares, and the balance is paid in cash, although the Compensation Committee may increase the percentage paid in cash or in MS Shares. All MS Shares paid to participants in the PUP Plan were converted into MSDW Shares in the Merger. The individual PUP Plan agreement entered into by a Reporting Person pursuant to the PUP Plan contains restrictions on voting and disposition of any MSDW Shares acquired as discussed in Item 6. Equity Incentive Plans The purpose of the Equity Incentive Plans is to attract, retain and motivate Certain Personnel, to compensate them for their contributions to the growth and profits of the Company and to encourage ownership by them of MSDW Shares (or, prior to the Merger, MS Shares). Under the 1995 Equity Incentive Plan the following individuals are also eligible to receive awards: nonemployee directors of subsidiaries of the Company; employees and consultants of joint ventures, partnerships or similar business organizations in which the Company has an equity or similar interest; and former employees or former consultants of the Company and of such joint ventures, partnerships or similar business organizations. The 1995 Equity Incentive Plan was adopted in accordance with the requirements of Section 162(m) of the Code, as amended, and Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Awards under the Equity Incentive Plans may be in the form of (i) stock awards consisting of one or more MSDW Shares granted or offered for sale to eligible individuals ("Restricted Shares"), (ii) stock units which are settled by delivery of MSDW Shares ("Stock Units") and/or (iii) nonqualified options to purchase MSDW Shares ("EIP Options"). Awards under the 1995 Equity Incentive Plan may also be in the form of incentive stock options, stock appreciation rights and other forms of equity-based or equity-related awards as determined by the Compensation Committee; to date, these types of awards have not been granted. MSDW Shares issued pursuant to the Equity Incentive Plans may, in the discretion of the Compensation Committee, be made subject to the same voting restrictions that are set forth in the Stockholders' Agreement and in the Plan Agreements (as defined in Item 6). Awards under the Equity Incentive Plans may, in the discretion of the Compensation Committee, be made in substitution for cash or other compensation payable to an eligible individual. The Compensation Committee may establish rules pursuant to which an eligible individual may elect to receive one form of award in lieu of any other form of award, or may elect to receive additional awards in lieu of some or all of the cash portion of his compensation. An EIP Option entitles the participant to acquire a specified number of MSDW Shares at an exercise price as determined by the Compensation Committee. The exercise price may be paid in cash or MSDW Shares or a combination thereof. The Compensation Committee has also authorized a "cashless" exercise procedure that affords participants the opportunity to sell immediately some or all of the MSDW Shares underlying the unexercised portion of an EIP Option in order to generate sufficient cash to pay the exercise price and/or to satisfy withholding tax obligations related to the EIP Option. EIP Options expire not later than ten years from the date of award. Restoration Option Rights ("RORs") have been granted with respect to certain EIP Options. An ROR entitles the grantee in respect of an underlying option (an "Underlying Option"), upon exercise of such Underlying Option at a time when the grantee is an employee of the Company, and upon tendering MSDW Shares to the Company in satisfaction of the exercise price of such Underlying Option, to the automatic grant of an additional EIP Option (a "Restoration Option") to acquire the number MSDW Shares equal to the number of MSDW Shares delivered to pay the exercise price of the Underlying Option, and delivered or withheld to pay taxes owed as a result of such exercise. The exercise price of a Restoration Option shall be the closing price of an MSDW Share on the date of exercise of the Underlying Option. All other terms and conditions of a Restoration Option, including the expiration date, shall be the same as the Underlying Option. Awards were granted under the 1988 Equity Incentive Plan from 1988-1996; awards may no longer be granted under the 1988 Equity Incentive Plan. No awards shall be made under the 1995 Equity Incentive Plan after April 3, 2006 or, in the case of incentive stock options, November 28, 2005. U.K. Profit Sharing Scheme MSDW Shares purchased on behalf of certain Reporting Persons pursuant to the U.K. Profit Sharing Scheme are purchased with profit-sharing awards and are held pursuant to the terms of the U.K. Profit Sharing Scheme for investment purposes. Such MSDW Shares are not subject to the restrictions on voting and disposition contained in any of the Restrictive Agreements. MAS Shares The acquisition of MAS by MSAMHI (together with two of its affiliates) was effected on January 3, 1996, and the MAS Shares were acquired by the Former MAS General Partners as part of the purchase price paid in connection with the sale of their general partnership interests in MAS. The voting and disposition of the MAS Shares are subject to the MAS Agreements (as defined in Item 6). The voting and disposition and other restrictions currently applicable to the MAS Shares are discussed in Item 6. VKAC Shares The acquisition of VKAC by MSAMHII was effected on October 31, 1996, and the VKAC Shares were acquired by the Former VKAC Officers upon their conversion of MSAMHII Convertible Preferred which they had acquired in exchange for the contribution of their interest in VKAC to MSAMHII in conjunction with MSAMHII's acquisition of VKAC. The voting and disposition of the VKAC Shares are subject to the VKAC Voting Agreements (as defined in Item 6). The voting and disposition and other restrictions currently applicable to the VKAC Shares are discussed in Item 6. Separately Acquired Shares Separately Acquired Shares are held by Reporting Persons for investment purposes or pursuant to the DWD Plans. Such MSDW Shares are not subject to the restrictions on voting and disposition contained in any of the Restrictive Agreements. * * * Except for (i) the acquisition of MSDW Shares issued by the Company in the ordinary course of business pursuant to the Plans and the U.K. Profit Sharing Scheme, (ii) the acquisition of MSDW Shares by the Former VKAC Officers upon their exchange of the MSAMHII Preferred Stock (as defined in Item 6) and (iii) the possible acquisition from time to time of additional Separately Acquired Shares for investment purposes or pursuant to the DWD Plans, none of the Reporting Persons has any plans or proposals which relate to or would result in their acquisition of additional MSDW Shares. Subject to the restrictions described in Item 6, dispositions of MSDW Shares by Reporting Persons may be made from time to time pursuant to (i) Rule 144 under the Securities Act of 1933, as amended (the "Securities Act"), (ii) a registration statement filed under the Securities Act or (iii) any available exemption from registration under the Securities Act, and in accordance with the individual investment objectives of the Reporting Person disposing of such MSDW Shares. Except as previously described in this Item 4, the Reporting Persons as a group do not have any plans or proposals that relate to or would result in any of the matters described in subparagraphs (a)-(j) of Item 4 of Schedule 13D. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) Items (11) and (13) of the cover page of the Reporting Persons are hereby incorporated by reference. As of January 19, 1999, the Reporting Persons as a group may be deemed to beneficially own an aggregate of 104,074,146 MSDW Shares(1), or approximately 17.40%, which represents a 0.5% increase from the amount reported in Amendment No. 1 of Schedule 13D dated January 2, 1998 (the "Last Filing"). Since the Last Filing, the Company granted awards under the Equity Incentive Plans (principally in connection with fiscal 1998 awards which commenced vesting on January 2, 1999), which increased aggregate beneficial ownership by approximately 1.3%, and certain former Dean Witter Discover employees became Reporting Persons. In addition, since the Last Filing, the retirement or termination of certain employees became effective with the result that they are no longer Reporting Persons, certain Reporting Persons disposed of MSDW Shares and the voting restrictions relating to MSDW Shares that were issued to certain retired or terminated employees upon the conversion of Stock Units previously awarded under the Equity Incentive Plans lapsed. The Reporting Persons as a group hereby disclaim beneficial ownership of any MSDW Shares held by any Reporting Person as to which such Reporting Person has sole voting and dispositive power. Each Reporting Person hereby disclaims beneficial ownership of any MSDW Shares which may be deemed to be beneficially owned by other Reporting Persons as members of a group. Except as described in Schedule I, no Reporting Person has the right to acquire MSDW Shares during the period of 60 days following January 19, 1999. - - ----------------- (1) Includes 5,097,285 MSDW Shares owned by the Reporting Persons that are not subject to any of the Restrictive Agreements and excludes 2,058,656 MSDW Shares into which shares of ESOP Stock allocated to the Reporting Persons are convertible. (b) Items (7) - (10) of the cover page or the information provided on Appendix A for each of the Reporting Persons are hereby incorporated by reference. (c) Except as described in Schedule II, no Reporting Person has effected any transactions in any MSDW Shares during the period of 60 days preceding January 19, 1999. (d) None. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. ---------------------------------------- Reporting Persons who own Recapitalization Shares have entered into a Stockholders' Agreement dated as of February 14, 1986 (the "Stockholders' Agreement") (Exhibits A and B hereto) which contains restrictions regarding the voting and disposition of the Recapitalization Shares. Pursuant to the terms of the Plans, the Compensation Committee has required that certain participants in such Plans enter into agreements that place restrictions on the voting and disposition of MSDW Shares acquired pursuant to such Plans similar to those restrictions set forth in the Stockholders' Agreement. Reference is hereby made to the terms of the agreements or certificates that impose such restrictions pursuant to the Plans (collectively, the "Plan Agreements"), the forms of which are included as Exhibits G, H, I , J and K. Reporting Persons who own MAS Shares have entered into a Purchase Agreement dated as of June 29, 1995, as amended (the "MAS Purchase Agreement"), the relevant provisions of which relating to transfer and other restrictions with respect to the MAS Shares are described under "MAS Shares" below, and have executed (or agreed to become subject to) voting agreements (the "MAS Voting Agreements" (substantially in the form of Exhibit K hereto) and collectively with the MAS Purchase Agreement, the "MAS Agreements"), that place restrictions on voting and disposition of the MAS Shares that are substantially similar to restrictions contained in the Plan Agreements. Former VKAC Officers who own VKAC Shares have executed (or agreed to become subject to) voting agreements (the "VKAC Voting Agreements" (substantially in the form of Exhibit K hereto)), that place restrictions on voting of the VKAC Shares that are substantially similar to restrictions contained in the Plan Agreements. The following descriptions are qualified in their entirety by reference to the Stockholders' Agreement, the Plan Agreements, the MAS Agreements and the VKAC Voting Agreements. Voting Restrictions and Arrangements Each of the individuals listed on the cover page to this report and Appendix A hereto is a party to one or more of the Stockholders' Agreement and the Plan Agreements, the MAS Agreements (in the case of the Former MAS General Partners), and the VKAC Voting Agreements (in the case of the Former VKAC Officers). Pursuant to the voting restrictions contained in the Stockholders' Agreement, the Plan Agreements, the MAS Voting Agreements and the VKAC Voting Agreements, the Reporting Persons, prior to any vote of the stockholders of the Company at a meeting called with respect to any corporate action or before action is taken by written consent (a "Stockholders' Meeting"), may vote all MSDW Shares subject to the voting restrictions in a preliminary vote in such manner as each Reporting Person may determine in his sole discretion (the "Preliminary Vote"). At the subsequent Stockholders' Meeting, the Reporting Persons must then vote all such MSDW Shares which were voted in the Preliminary Vote on the matter at issue in accordance with the vote of the majority of the MSDW Shares present and voting in the Preliminary Vote. Reporting Persons who cease to be employed by the Company or any of its subsidiaries on or prior to the date of the Preliminary Vote do not participate in and are not bound by the Preliminary Vote. Recipients of Restricted Shares under the Equity Incentive Plans are entitled to exercise voting rights with respect to the MSDW Shares underlying such awards upon receipt of such awards. On March 6, 1991 the Company established a trust (the "Trust") pursuant to the Trust Agreement between the Company and State Street Bank and Trust Company, as Trustee (the "Trustee"), dated March 5, 1991 (the "Trust Agreement") (Exhibits L, M and N) pursuant to which the MSDW Shares that correspond to Stock Units are placed in the Trust pending vesting and conversion. Subject to the Company's right to amend or terminate the Trust at any time, the terms of the Trust Agreement permit the active employees of the Company who are holders of Stock Units (other than Certain Personnel in certain non-U.S. jurisdictions as described below) to direct the vote of the MSDW Shares held in the Trust for purposes of the Preliminary Vote. In accordance with the terms of the Voting Agreement between the Trustee and the Company dated March 5, 1991 (Exhibit O), the Trustee has the obligation to vote the MSDW Shares held in the Trust (including MSDW Shares corresponding to Stock Units held by former employees, who do not participate in the Preliminary Vote) in accordance with the result of the Preliminary Vote. Restrictions on Disposition and Other Arrangements Recapitalization Shares, PUP Plan The Stockholders' Agreement and certain Plan Agreements presently permit each Reporting Person that is a party thereto to dispose of Recapitalization Shares and/or MSDW Shares acquired pursuant to certain of the Plans (together with the Recapitalization Shares, "Total Restricted Stock") in the following amounts: % of Total Restricted Stock Age at Date of Sale Permitted to be Sold ------------------- --------------------------- 35 through 38 10% 39 through 42 Additional 10% 43 through 46 Additional 10% 47 through 49 Additional 10% 50 and above Additional 10% If a Reporting Person ceases to be an employee of the Company or any of its subsidiaries, the Stockholders' Agreement and certain of the Plan Agreements permit such Reporting Person to dispose of his Total Restricted Stock without restriction. Reporting Persons may dispose of their Total Restricted Stock Shares at any time, in any amount regardless of the foregoing restrictions, with the consent of the Board of Directors of the Company. MSDW Shares issued to recipients under the PUP Plan and under the jurisdiction of the United Kingdom, are not subject to voting or disposition restrictions. Equity Incentive Plans A participant will vest in any Restricted Shares, Stock Units or EIP Options, the restrictions on the transferability of Restricted Shares will lapse, Stock Units will convert into MSDW Shares, and any EIP Options awarded will become exercisable, all in accordance with a schedule established by the Compensation Committee. The Compensation Committee may, however, accelerate the vesting of any award, the lapse of restrictions on the transferability of any Restricted Shares, the date on which Stock Units convert into MSDW Shares and the date on which any EIP Option first becomes exercisable. Prior to vesting and the lapse of restrictions on transferability, none of the awards under the Equity Incentive Plans may be sold, assigned, exchanged or transferred, pledged, hypothecated or otherwise disposed of or encumbered. Certain awards under the Equity Incentive Plans, whether vested or unvested, are also subject to forfeiture in circumstances specified by the Compensation Committee. The Company may require a participant to pay a sum to the Company or, pursuant to reduced MSDW Share delivery provisions, the Company may retain the number of MSDW Shares having an equivalent value as may be necessary to cover any taxes or charges imposed with respect to property or income received by a participant pursuant to the Equity Incentive Plans. In addition, upon conversion of Stock Units into MSDW Shares or exercise of EIP Options, the Company may withhold a number of MSDW Shares sufficient to satisfy any obligation a participant owes to the Company resulting from any payment made on the participant's behalf under the tax equalization program for expatriate employees. Under the terms of awards made under the 1995 Equity Incentive Plan, upon payment of an award of Stock Units or exercise of EIP Options, the Company may withhold a number of MSDW Shares sufficient to satisfy any obligation an award recipient owes the Company. From time to time the Compensation Committee has adopted certain additional and/or different terms and conditions for the grant of Restricted Shares and Stock Units to Certain Personnel in certain non-U.S. jurisdictions (including to Japanese local employees or expatriates working in Japan) to permit such persons to qualify for favorable tax treatment under, or otherwise to comply with, the laws of such non-U.S. jurisdictions. In such cases the Company may not issue MSDW Shares corresponding to Stock Units and recipients may not have the ability to vote or the underlying MSDW Shares may not be subject to the restrictions on voting described under "Voting Restrictions and Arrangements" above. The Compensation Committee also has adopted certain additional and/or different terms and conditions for the grant of EIP Options to Certain Personnel in certain non-U.S. jurisdictions in order to permit such persons to qualify for favorable tax treatment under the laws of such non-U.S. jurisdictions. U.K. Profit Sharing Scheme The U.K. Profit Sharing Scheme provides that MSDW Shares awarded to the participants are held by a trustee in the name and on behalf of each participant for a period of two years from the date of such award (the "Retention Period"). Each participant is fully vested in, and is the beneficial owner of, the MSDW Shares held on his behalf as of the award date of the MSDW Shares. During the Retention Period, a participant may not assign, pledge or otherwise dispose of such MSDW Shares; however, a participant is able to instruct the trustee how to vote such MSDW Shares on his behalf. MAS Shares The MAS Shares are subject to the following transfer and other restrictions under the MAS Purchase Agreement. The MAS Shares issued to each Former MAS General Partner generally vest in accordance with the following vesting schedule: (i) one-sixth of such shares vested on January 3, 1996 (the "MAS Closing Date"); and (ii) one-sixth of such shares shall vest on each of the next five succeeding anniversaries of the MAS Closing Date (each date referred to in this clause (ii), a "Vesting Date"); provided, that no shares registered in the name of any Former MAS General Partner shall vest on any Vesting Date unless such Former MAS General Partner is actively employed by Morgan Stanley Asset Management Inc. ("MSAM") on such Vesting Date pursuant to an employment agreement with MSAM, unless such failure to be so employed is (a) as a result of such Former MAS General Partner's death or disability, or (b) as a result of the termination of such Former MAS General Partner's employment by MSAM without "Cause" or by the Former MAS General Partner for "Good Reason," as such terms are defined in such employment agreement. Notwithstanding the foregoing, in the case described in clause (b) of the foregoing proviso, the continued vesting of shares as aforesaid shall be subject to the Former MAS General Partner's continued compliance with the noncompetition, nonsolicitation and confidentiality provisions of his or her employment agreement with MSAM for a period of one year from the date of termination of employment, or if shorter, for a period from the date of termination of employment to December 1, 2000. If the Former MAS General Partner does not comply continuously with the provisions for such period, any remaining unvested shares shall be forfeited as of the date of the first failure to so comply. Any shares so vested shall thereafter be free of any such vesting requirements, and any shares which are so forfeited shall be returned to the Company. Prior to vesting, all MAS Shares shall be nontransferable. In accordance with the MAS Voting Agreements, so long as a MAS General Partner is an employee of the Company or any of its subsidiaries, such MAS General Partner will be subject to the voting restrictions and procedures described in the first paragraph under "Voting Restrictions and Arrangements" above in this Item 6. VKAC Shares The Former VKAC Officers also acquired, in exchange for the contribution of their interests in VKAC to MSAMHII in conjunction with MSAMHII's acquisition of VKAC, shares of MSAMHII Convertible Preferred that were issued in four series (Series A through D) and are exchangeable into MSDW Shares. The Series A, Series B, Series C and Series D MSAMHII Convertible Preferred may be exchanged, in whole or in part at the option of the holder thereof, during a 30-day period beginning November 1, 1997, 1998, 1999 and 2000, respectively (provided that the holder is an employee of the Company or any subsidiary thereof on the first day of the applicable exercise period). Each share of MSAMHII Convertible Preferred is exchangeable into 3.3915725 MSDW Shares, subject to adjustment from time to time to take into account certain events relating to the Company or the MSDW Shares that may occur, including stock dividends or distributions, stock splits, combinations or reclassifications, consolidations or mergers. Generally, the right of a holder to exchange shares of a series of the MSAMHII Convertible Preferred expires at the close of business on the last day of the exercise period applicable to such series. However, upon the occurrence of certain events, such as termination of employment without cause, death or long term disability, or a change of control of MSAMHII or the Company, the holder of the MSAMHII Convertible Preferred has the right to exchange shares of any series of MSAMHII Convertible Preferred for MSDW Shares, provided that the exercise period applicable to such series has not expired prior to the date of such event. The Merger constituted an event which entitled the holders of MSAMHII Convertible Preferred to exchange their MSAMHII Convertible Preferred for MSDW Shares. Pursuant to a Registration Rights Agreement dated as of October 31, 1996 among Morgan Stanley and the Former VKAC Officers, the Former VKAC Officers have certain limited registration rights in respect of MSDW Shares received upon an exchange of the MSAMHII Convertible Preferred and are subject to certain transfer restrictions on their shares of MSAMHII Convertible Preferred Stock. Item 7. Material to be Filed as Exhibits. --------------------------------- Certain of the following exhibits, as indicated parenthetically, were previously filed as exhibits to registration statements or reports filed by the Company or Morgan Stanley under the Securities Act or the Exchange Act, respectively, or reports filed by the Reporting Persons under the Exchange Act, and are hereby incorporated by reference to such statements or reports. The Exchange Act file number of the Company is 1-11758. Prior to the Merger, the Exchange Act file number of Morgan Stanley was 1-9085. Exhibit A Stockholders' Agreement dated February 14, 1986 among certain Reporting Persons and Morgan Stanley (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit B Form of Consent and Amendment dated as of January 31, 1996 between Morgan Stanley and certain signatories to the Stockholders' Agreement referred to in Exhibit A (Morgan Stanley's Annual Report on Form 10-K for the fiscal period ended November 30, 1995). Exhibit C Morgan Stanley Group Inc. 1986 Stock Option Plan, as amended and restated to date (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit D Morgan Stanley Group Inc. Performance Unit Plan, as amended and restated to date (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit E Morgan Stanley Group Inc. 1988 Equity Incentive Compensation Plan, as amended and restated to date (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit F Morgan Stanley Group Inc. 1995 Equity Incentive Compensation Plan (Morgan Stanley's Proxy Statement for 1996 Meeting of Stockholders). Exhibit G Form of Nonqualified Stock Option Agreement Under the Morgan Stanley Group Inc. 1986 Stock Option Plan (Morgan Stanley's Registration Statement on Form S-8 (No. 33-42464)). Exhibit H Form of Award Agreement Under the Morgan Stanley Group Inc. Performance Unit Plan (Morgan Stanley's Registration Statement on Form S-8 (No. 33-42464)). Exhibit I Form of Stock Unit Certificate Under the Morgan Stanley Group Inc. 1988 Equity Incentive Compensation Plan (previously filed as Exhibit V with Amendment No. 5 to the Reporting Persons' Schedule 13D dated December 31, 1990 relating to MS Shares). Exhibit J Form of Stock Option Certificate Under the Morgan Stanley Group Inc. 1988 Equity Incentive Compensation Plan (previously filed as Exhibit W with Amendment No. 5 to the Reporting Persons' Schedule 13D dated December 31, 1990 relating to MS Shares). Exhibit K Form of Voting Agreement Under the Morgan Stanley Group Inc. 1988 Equity Incentive Compensation Plan (previously filed as Exhibit X with Amendment No. 5 to the Reporting Persons' Schedule 13D dated December 31, 1990 relating to MS Shares). Exhibit L Trust Agreement between Morgan Stanley and State Street Bank and Trust Company dated March 5, 1991 (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit M First Amendment to Trust Agreement dated April 3, 1996 between Morgan Stanley and State Street Bank and Trust Company (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended November 30, 1996). Exhibit N Second Amendment to Trust Agreement dated May 31, 1997 between the Company and State Street Bank and Trust Company. (previously filed as Exhibit O with Amendment No. 1 to the Reporting Persons' Schedule 13D dated May 31, 1997 relating to MS Shares). Exhibit O Voting Agreement among Morgan Stanley, State Street Bank and Trust Company and Other Persons Signing Similar Agreements dated March 5, 1991 (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit P Trust Deed and Rules of the Morgan Stanley International Profit Sharing Scheme dated November 12, 1987 of the Company, Morgan Stanley International and Noble Lowndes Settlement Trustees Limited (Morgan Stanley's Annual Report on Form 10-K for the fiscal year ended January 31, 1993). Exhibit Q Trust Deed and Rules of the Morgan Stanley UK Group Profit Sharing Plan dated November 3, 1998 of the Company, Morgan Stanley UK Group, Morgan Stanley International Incorporated and Noble Lowndes Settlement Trustees Limited. (The Company's Annual Report on Form 10-K for the fiscal year ended November 30, 1998.) Exhibit R Amendment to Trust Deed and Rules of Morgan Stanley UK Group Profit Sharing Plan (adopted September 25, 1998) (The Company's Annual Report on Form 10-K for the fiscal year ended November 30, 1998.) Exhibit S Amendments to the Rules of the Morgan Stanley UK Group Profit Sharing Plan (adopted October 30, 1998) (The Company's Annual Report on Form 10-K for the fiscal year ended November 30, 1998.) Schedule I RIGHTS TO ACQUIRE MSDW SHARES ----------------------------- As of March 20, 1999 (60 days from January 19, 1999), 1,947 Reporting Persons have the right to acquire 27,063,452 MSDW Shares pursuant to the exercise of options. No Reporting Person individually has options presently exercisable covering more than 1% of the MSDW Shares outstanding as of the date hereof. Schedule II RECENT TRANSACTIONS ------------------- During the period of 60 days preceding January 19, 1999, 171 Reporting Persons sold an aggregate of 948,053 MSDW Shares at average prices ranging from $59.08 to $87.28 per MSDW Share, and/or effected a transfer by gift of an aggregate of 189,425 MSDW Shares. Such sales were effected pursuant to exemptions under the Securities Act of 1933, as amended. During such period, no Reporting Person individually disposed of a number of MSDW Shares exceeding 1% of the MSDW Shares outstanding. During such period, no Reporting Person individually acquired MSDW Shares in excess of 1% of the MSDW Shares outstanding. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 22, 1999 By: /s/ Martin M. Cohen ------------------------ Martin M. Cohen Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----